From Chris DiIon To Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Date Fri May Attachments SDNY/NY Supreme Court/NJ judges My apologies I think I typed too fast for many on this email Let me state plainly what I allege For that I turn directly to UBS Sell Side Analyst Alex Kramm who had quite the exchange with Cifu on the earnings call earlier this month Mr Kramm based on my analysis below tell everyone WHY you think Cifu chose to be Less transparent with regards to share volumes Ill type slower this time OTCM total reported share volumes TRILLION Cifu on the call I have electronic version should you prefer Yes Dan Jefferies analyst Fannon obviously you look at the same metrics I do just to give you a little commentary on them without actually disclosing them I mean April volumes were a hair under billion shares per day Mr Kramm this is a knowingly blatantly false and misleading statement Accurately a bald face lie This is why Cifu wont disclose the actual share volumes Per below in the last stand alone KCG quarter OTCM share volumes were reported in SEC reviewed at billion shares/day Back when OTCM TOTAL SHARE VOLUMES were reported in the billion shares per month Yet in when total reported OTCM share volumes were more than TRILLION shares per month hitting almost TRILLION shares in Feb Cifu would have us believe NITE Equity market making share volumes were a hair under billion shares per day A blatant LIE The SEC knows EXACTLY what the NITE equity share volumes were in And it was a LOT MORE than a hair under billion shares/day Driven of course by OTCM Money laundering shells.Trading profits illegal naked shorting Exploding balance sheet Insolvent still/again Once again the SEC facilitating/covering up a MASSIVE ongoing fraud on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them ME Have a GREAT long weekend Christopher Dilorio Whistleblower Extraordinaire From Chris Dilorio Sent Friday May AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Ms Pasqinelli There have been THREE SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility Sason/Keener/Salviola et al NewLead Joshua Sason et al Release No Feb sec.gov Joshua Sason et at Release No Feb SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No February Securities and Exchange Commission Joshua Sason et al W.sec.gov John Fife John Fife Chicago Venture Partners L.P Iliad Research and Trading St George Investments LLC Tonaquint Inc and Typenex Co Investment LLC Release No Sep sec.gov John Fife Chicago Venture Partners L.P Iliad Research and Trading St George Investments LLC Tonaquint Inc and Typenex Co Investment LLC Release No Sep SEC.gov The Securities and Exchange Commission today filed charges against John Fife of Chicago and companies he controls for acquiring and selling more than billion shares of penny stock without registering as a securities dealer with the SEC VAV.sec.gov Justin Keener/JMJ Justin Keener d/b/a JMJ Financial Release No Mar sec.gov Justin Keener d/b/a JMJ Financial Release No Mar SEC.gov I HOME SEC Charges Unregistered Penny Stock Dealer Litigation Release No March Securities and Exchange Commission Justin Keener d/b/a JMJ Financial No S.D Fla March w.secgov ALL My information Yet NONE of these actions have been posted to the OWB Award Eligible website SEC.gov i Office of the Whistleblower SEC.gov I Office of the Whistleblower NOTICE Until further notice any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SECs Washington DC headquarters Albemarle Point Place Suite Chantilly VA w.sec gov SEC IG Hoecker HOW IS THIS REMOTELY PLAUSIBLE There is only explanation SEC criminal obstruction and corruption Like the Dick Best/FINRA BBH complaint also my information No mention of executing broker dealers/MMs OR as the SEC would like us to believe Penny stock trading fairies NO The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple ocassions Knight/KCG/VIRT:NITE Automatically placing this criminal enterprise on the SEC Do not investigate list As a result the SEC has KNOWINGLY ACTIVELY facilitated countless ongoing frauds on the public it is mandated to protect ALL of the ilegal activity I have detailed is ongoing in May NITE is again/still insolvent Cifu in the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing public The NITE earnings call May Virtu Financial Inc VIRT Earnings Call Transcript I The Motley Fool Virtu Financial Inc VIRT Q1 Earnings Call Transcript I The Motley Fool Virtu Financial Inc NASDAQ:VIRT Q1 Earnings Call May a.m ALL as a direct result of ONGOING SEC criminal obstruction and corruption So Ms Pasquinelli who was the executing BD/MM converting all of these fraud notes into worthless certs and dumped on the investing public where they are converted to real money WHY would ANY BD/MM execute these trades HOW do OTCM money laundering shells trade to trip zeroes More buyers than sellers NOPE ilegal naked shorting to facilitate money laundering That is why none of these actions have been posted to the OWB website Even though they CLEARLY are eligible actions My information Cheers Chris From Chris Dilorio Sent Thursday May AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix More Honig/Stetson et al SEC facilitated ONGOING fraud on the public David Urban Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell FSD Pharma HUGE with Pakistanis Had a BINDING LOI to acquire Israeli Therapix FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire Not so binding I caught them Plan Therapix An Israeli money laundering shell where Stetson was investor EDGAR Filing Documents for sec.gov and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results sec.gov Today Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM Yes that Aegis also very much up and running in May New York SDNY jurisdiction We dont need no stinkin SARs Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation sec.gov UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS AND OF THE SECURITIES EXCHANGE ACT OF AND SECTION OF THE INVESTMENT ADVISERS ACT OF SEC.gov I HOME As a result of the foregoing Aegis willfully violated Exchange Act Section a and Rule thereunder RESPONDENT Aegis is a dually registered investment adviser and broker dealer with multiple branches Well known to the SEC/FINRA WHO were the customers Who were the executing BD/MMs MORE SEC penny stock trading fairies of course NOPE NITE WHY are all entities once again UN Named Robert Eide.pdf finra.org FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS FINRA.org FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO HEARING OFFICER MJD ORDER ACCEPTING OFFER OF Sellers include Aegis CEO Robert Eide Pension Plan NOW that is fn funny Hoboken restraunteur Rohit Bawa NYC Restaurateur Revamping Former Liberty Bar Site i Jersey Digs Connecticuit distributor Michael Bozzuto Contact I Bozzutos.com Contact I Bozzutos.com NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs The building itself was designed by Minervini Vandermark and will be four stories of concrete construction The residential component will consist of three separate bedroom bathroom units each occupying one floor jerseydigs.com Connect With One of Our Teams We value your feedback Let us know whats on your mind and how we can serve you better Please select a department on the left to send a message directly to the team you would like to reach w.bozzutos.com and prolific Bag Man Michael Bigger Bigger Capital EDGAR Search Results sec.gov AND many more More on New York based Bigger Capital coming Of course Aegis has a BOOMING wealth Management business How many related party transactions in this SEC reviewed Therapix Fl therapixbio.htm a Next up SciSparc Aegis Investment banking has ties to Israeli military Isaac Livni-EIDE related Investment Banking Team Aegis Capital Corp aegiscapcorp.com Aegis just did an SEC approved offering for Meten EdtechX Education Group China EDGAR Search Results sec.gov Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell GSX to the US/NASDAQ Puglisi and Associates:Delaware metenedtech.htm Form sec.gov Some reports Ive read suggest the SEC wont investigate Archegos/Hwang because it lacks jurisdiction Perhaps Ms Hodgman/Strzok can clarify for us Recall Honig,Stetson/Frost/Alpha Cap my TCR As I REPEATEDLY told the SEC multi BILLIONAIRE Frost didnt risk it all to make a few million He/they were laundering EIGHT YEARS after submitting my NITE/UBS TCR with the SEC Alpha Capital Anstalt is very much up and running in EDGAR Search Results sec.gov For His part Frost bought Ladenberg from lcahn/Lorber et al Vector/New Valley AFTER Ladenberg had bought Icahns former firm Gruntal Gruntal SAC,Sater,Feinberg Icahn MILKEN Archegos and Greensill Credit Suisse Credit Suisse is controlled by Milken flunkies Including the Risk Officer who quietly stepped down Greensill Jim Justice Magna/Sason/Saviola/Sichenzia SDNY/NY Supreme Court I suspect there will be no SEC investigation of Credit Suisse Ms Hodgman Strzok is an expert at criminal obstruction Pretty good eh Its a gift really Cheers Christopher Dilorio Whistleblower Extraordinaire From Chris Dilorio Sent Monday May AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Judge Engelmayer Simply put RIOT exists in SEC filings only Multiple Honig money laundering shells Aspenbio/Venaxis/Bioptix involving Russian Government entity Rusnano RIOT world HQ in Castle Rock is minutes from my home Apparently Mr Gottschall cant seem to find Castle Rock on a map There is no RIOT at SEC filing address An ISP Clear Connect and a Pakistani BPO entity NASDAQ traded IBEX Who did Mr Gottschall deliver his no further investigation letter to exactly It sure as hell wasnt RIOT BTW as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation the SEC chose not to review a RIOT offering in December Riot Blockchain Inc Letter.pdf sec.gov UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C DIVISION OF CORPORATION FINANCE SEC.gov United States securities and exchange commission logo December Jeffrey McGonegal Chief Executive Officer Riot Blockchain Inc 6th Street Suite vo.vw sec ov and resulted in Susquehanna/CVI pump and dump EDGAR Filing Documents for sec.gov EDGAR Filing Documents for Riot Blockchain Inc Subject CIK see all company filings IRS No I State of Incorp.:NV I Fiscal Year End Type SC I Act w.sec.gov Judge Engelmayer other SDNY/NY Supreme Court Judges I implore you to send me a subpoena Cheers Chris From Chris Dilorio Sent Tuesday May AM ce Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Well well well Mr Gottschall ended his thorough investigation into RIOT/Honig et al on Riot Blockchain SEC Ends Investigation Letter I U.S Securities And Exchange Commission I Common Law scribd.com Gr Riot Blockchain SEC Ends Investigation Letter I U.S Securities And Exchange Commission I Common Law I Free day Trial I Scribd Riot Blockchain SEC Ends Investigation Letter Free download as PDF File pdf Text File txt or read online for free Included a letter from the Denver office of the SEC telling Riot Blockchain that the investigation by the securities regulator is over and at this time no enforcement action is recommended w.scribd.com without EVER visiting the RIOT world HQ in Castle Rock SHOCKING Curious Mr Gottschall who recieved/signed for your termination of investigation into RIOT The ISP ClearConnect or the Pakistani BPO entity IBEX Judge Ramos other SDNY judges NY Supreme Court and NJ Judge Quraishi you have been played for fools once again by the grossly corrupt SEC ALL of your courts have jurisdiction over the SEC NY Lets give NJ Judge Quraishi a primer on prolific Bag Man Barry Honig shall we As detailed by me in my extensive correspondence the record ANOTHER Honig money laundering shell Inergetics fka Millenium Biotech EDGAR Search Results sec.gov Based in Newark NJ Is everyone familiar with Healthcare fraud felon Brian Colleran Three Companies and Their Executives Pay Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice Three Companies and Their Executives Pay Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice Ohio based Foundations Health Solutions Inc FHS Olympia Therapy Inc Olympia and Tridia Hospice Care Inc Tridia and their executives Brian Colleran Colleran and Daniel Parker Parker have agreed to pay approximately million to resolve allegations pertaining to the submission of false claims for medically unnecessary rehabilitation therapy and hospice wjustice.gov Somehow the DoJ didnt believe this was a criminal case The prosecutor on the case was Chad Readler Now JUDGE Chad Readier Made so by Trump Colleran entered into a fraud million purchase order with Millenium Biotech in Millennium Biotechnologies Inc Signs Five Year Purchase Agreement with Provider Services Inc I BioSpace Millennium Biotechnologies Inc Signs Five Year Purchase Agreement with Provider Services Inc BioSpace Millennium Biotechnologies Inc Signs Five Year Purchase Agreement with Provider Services Inc read this article along with other careers information tips and advice on BioSpace w.biospace.com Colleran then became a large shareholder in Millenium EDGAR Filing Documents for sec.gov Guess who controlled the money laundering shell Millenium/Inergetics Prolific Bag Man Barry Honig EDGAR Filing Documents for sec.gov But it gets better still Somehow some way Prolific Bag Man Josh Sason/Hanover/Magna MULTIPLE TCRs filed by me and a massive SEC fraud on the SDNY and NY Supreme Courts NewLead/FreeSeas et al showed up as a very large holder of Millenium successor Inergetics EDGAR Filing Documents for sec.gov sl.htm s1 The SEC revoked the Inergetics/Millenium registration only AFTER this massive fraud on the public was committed I cant seem to find any reference to this money laundering shell in the Dal/Readier CIVIL not criminal complaint You wont find any SEC complaint implicating Colleran Honig Sason either Millenium/Inergetics New Jersey SEC NY OTHER Sason entities list offices at Wall Street Trump So Judge Ramos HOW did prolific Bag Man Honig become involved in the Honig money laundering shell MGT Capital which ALSO did a pivot to crypto mining EDGAR Search Results sec.gov Venaxis/Aspenbio/Bioptix now RIOT Which only exists in SEC filings Thanks in large part to the well orchestrated SEC NY SEC Denver criminal obstruction/corruption EDGAR Filing Documents for sec.gov That was thorough investigation Mr Gottschall I see great things at the SEC for you AND guess who ELSE was involved in MGT in just before the SEC revoked the registration Chicago Bag Man Fife/Iliad years after I filed my TCR with the grossly corrupt SEC EDGAR Filing Documents for sec.gov AND the Scumbags at Sichenzia Ross:MULTIPLE frauds on SDNY/NY Supreme Courts with Sason et al s-1.htm The interconnectedness of my claims on display yet again OR The record to be continued Cheers Chris From Chris Dilorio Sent Monday May AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Oh But it gets MUCH better Mr Gottschall et al Ibex Digital Bermuda based/Pakistani controlled Ibex Ltd NASDAQ IBEX EDGAR Search Results sec.gov controlled by Pakastani entities The Resource Group TRGI and TRG Pakastan Ltd TRGP BPO takes on a WHOLE different meaning Which explains the co location with Local ISP ClearConnect Riot Blockchain is just a front RIOT crypto mining contract with Massena NY Coinmint New York Crypto Mining Farm Coinmint Set to Dissolve MinerUpdate New York Crypto Mining Farm Coinmint Set to Dissolve MinerUpdate An ongoing dispute between the two partners who hold equal shares in multi-cryptocurrency mining company Coinmint has resulted in one of the partners filing to dissolve the company w.minerupdate.com is on verge of dissolution RIOT/Aspenbio/Bioptix/Venaxis is and always has been a Prolific Bag Man Honig money laundering shell Because say it with me the only difference between a NASDAQ money laundering shell and an OTCM money laundering shell is the amount being laundered Ive read that somewhere before Hey Pm the who said it Give me a call Mr Gottschall After I help you find Castle Rock on a map Ill walk you through it Ill type/talk slowly for you Because if you cant find Castle Rock on a map you dont have a chance in hell of finding Pakistan on a map And after youre able to find Castle Rock on a map Ill take you to Vista Gold VGZ world HQ at ittleton CO The money laundering shell cited in my TCR and kept up and running by the grossly corrupt SEC for the last years and with SEC approved offering after offering Cheers Chris From Chris Dilorio Sent Friday May AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics Inc Portfolio company RUSNANO Group BiOptix Diagnostics Inc Portfolio company RUSNANO Group RUSNANO was founded in March as an open joint stock company through reorganization of state corporation Russian Corporation of Nanotechnologies RUSNANOs mission is to develop the Russian nanotechnology industry through co investment in nanotechnology projects with substantial economic en.rusnano.com Rusanano/Akhanov invested in Quantenna Now On Semiconductor which supplies chips to Apple EDGAR Filing Documents for sec.gov as well as chip company Aquantia EDGAR Filing Documents for sec.gov Aquantia was acquired by giant chip company Marvell Company Newsroom Marvell Completes Acquisition of Aquantia Marvell Company Newsroom Marvell Completes Acquisition of Aquantia Marvell Marvell Completes Acquisition of Aquantia Accelerating Multi Gig Ethernet Technology Leadership Santa Clara California September Marvell NASDAQ MRVL today announced that it has completed its acquisition of Aquantia Corp NYSE AQ Aquantia pioneered Multi Gig technology w.marvell.com The SEC massive frauds on the SDNY and NY Supreme Courts continues Sichenzia Ross Sason/Crede Jim Justice et al NewLead and FreaSeas As well as WNW and others Now RiotBlockchain So Sichenzia facilitated a fraud acquisition of certain Futures Commission Broker now Introducing Broker trading platform from Mark Fisher of Miami SEC.gov I HOME Check the appropriate box below if the Form filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see General Instruction below Mark Fisher has owned MBF Clearing MBF Clearing Corp mbfcc.com MBF Clearing Corp Welcome to MBF Clearing Corp website About MBF Clearing Corp Founded in MBF Clearing Corp is widely recognized for our preeminent role within the global futures markets w.mbfcc.com As well as MBF Capital mbf online I management mbfcapital.com mbf online I management Mark Fisher is the President of MBF Capital Corporation Inc He is a founder of Vela Pharmaceuticals Inc ExSAR Corporation and Kimeragen Inc which merged into Valigen Inc Prior to the formation of MBF Mr Fisher was a Principal of Alex Brown where he was employed from w.mbfcapital.com for quite some time BOTH New York based Not even sure if there is a Miami Office for eithe Fisher entities So WHY Miami Part of that question can be answered by ANYONE receiving my extensive and irrefutable evidence of SEC criminal obstruction and corruption Miami SEC Director Eric Bustilloe A grossly corrupt Piece of Shit on par with Gottschall and Best Did Fisher have outside investors in his firmS based in Miami MBF Fisher CLEARLY fall under SDNY/NY Supreme Courts jurisdiction As does Sichenzia Ross As I have said repeatedly the national security implications of these massive multiple SEC facilitated frauds are staggering Cheers Chris From Chris Dilorio Sent Thursday May AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Mr Dilorio do you have any MORE irrefutable evidence of SEC gross criminal obstruction and corruption while screwing you the whistleblower who caught them Yes SDNY/NY Supreme Courts SEC IG Hoecker FBI IRS CI etc etc etc It just so happens I took a field trip to try and find the longstanding address of the Castle Rock CO money laundering shell Riot Blockchain fka Aspen Bio Venaxis Bioptix EDGAR Search Results sec.gov Enlightening Kept up and running by the grossly corrupt SEC and pumped by Najarian NetElement on CNBC Riot Blockchain is a Honig/Grousman/Stetson/GRQ et al money laundering shell which somehow escaped along with many others the SEC scrutiny in its Cap et al complaint s3.htm But WAIT Theres MORE The Honig/Stetson Bioptix money laundering shell is ALSO a Colorado entity Boulder EDGAR Search Results sec.gov Bioptix was just a vehicle to get Honig/Stetson et al into RIOT Gee I wonder what they saw in Bioptix that caused them to invest when it was around less than years before pivoting to blockchain/crypto I have an idea lets ask the scumbags at Sichenzia Ross who advised on the Bioptix money laundering offering which gave Honig et al ownership in RIOT SEC WHEREAS subject to the terms and conditions set forth in this Agreement and pursuant to Section a of the Securities Act of as amended the Securities Act and Rule promulgated thereunder the Company desires to issue and sell to each Purchaser and each Purchaser severally and not jointly desires to purchase from the Company securities of the Company as more fully w.sec.gov Then we can ask the Bioptix offering Escrow agent New York licensed Signature Bank:SBNY You know the the once and always Private Banking arm of Hapoalim where Strauss/Berman criminally obstructed a thorough investigation of Hapoalim tax evasion and money laundering The same SBNY which boasted Ivanka Trump as a Board memberand was a go to lender for Trump/Kushner and where ALL SEC filings have disappeared AND where Chairman Scott Shay is on BoD of CardWorks Berman which was go to processor for Net Element Merrick Bank UT Etc etc etc YES that SBNY SEC.gov I HOME WHEREAS pursuant to the terms of the Purchase Agreement the Company desires to sell the Offering a minimum of the Minimum Amount and a maximum of the Maximum Amount of units of its securities the Units Each Unit is being sold at a price of per Unit Each Unit consists of one share of the Companys common stock no par value per share the How much SEC et al criminal obstruction and corruption are we up to so far Mr Gottschall et al Wait theres more In just prior to Honig/Stetson/SBNY/Sichenzia et al fraud offering Boulder Based Bioptix FKA Alphasniffer did an SEC approved offering SEC FORM D/A SEC FORM D/A In submitting this notice each issuer named above is Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them upon written request in the accordance with applicable law the information furnished to offerees w.sec.gov Guess who shows up as A Bioptix/Alphasniffer insider Dimitry Akhanov WTAF is Rusnano USA AND head of the Russian Federal Energy Agency WHY is he involved in Bioptix now RIOT Dmitry Akhanov CEO of Rusnano USA Inc RUSNANO topionetworks.com Dmitry Akhanov CEO of Rusnano USA Inc RUSNANO Curated profile of Dmitry Akhanov CEO of Rusnano USA Inc RUSNANO w.topionetworks.com Akhanov is also involved in NYSE listed Neophotonics NeoPhotonics Names Dmitry Akhanov to Board of Directors President and CEO of Rusnano USA Joins NeoPhotonics Board I NeoPhotonics Corporation EDGAR Search Results sec.gov Neophotonics supplies optical chips to some of the biggest optical switching companies in the world like US based Cisco and Ciena Recall Honeg/Stetson/Frost/Alpha Cap Alpha Cap my TCR Honig/Stetson Jaclin Farkas BLNK Also CFO New Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Per below Judge Cotes sentencing of Dan Kamensky is a gross miscarriage of justice The SDNY NY Supreme Court Mr Kamenskys counsel FBI other Do attorneys are in possession of information which clearly indicates a long standing and grossly corrupt relationship between the SEC and Handler/Jefferies Further as is material in the ongoing Joshua Sason investigations of massive fraud committed on the SDNY/NY Supreme Courts and directly related to my multiple claims AQR and Sason MI Acquisition with known felon Tom Priore ICP also SDNY and now a direct lending client of Ares Management Ressler Drexel with Handler also Neiman Marcus In short Handler/Ressler set up Mr Kamensky for fucking with their deal Had Kamensky won his bid Ares/Ressler would have been left with a much less valuable asset AND put them further under water AresNeiman.pdf pecloserlook.org Sticker Shock Can Ares Management Sell Neiman Marcus Ares Neiman Marcus Gamble In September Ares Management purchased luxury retailer Neiman Marcus in a joint venture of Ares Corporate Opportunities Funds I and IV and the Canadian Pension Plan Investment w.pecloserlook.org The SDNY Courts had this information Kamenskys counsel had this information Judge Cote should have declared a mistrial rather than sentence Kamensky A gross miscarriage of justice Now lets turn to another example where the grossly corrupt SEC is ACTIVELY facilitating multiple frauds on the investing public while screwing the whistleblower who caught them ME Recall ANOTHER completely fraudulent denial of award UBS AML Where Norberg/OWB invoked the ILLEGALLY enacted Summary Disposition Rule aka Christopher Dilorio rule Where the SEC own SEC website clearly states ALL tips received are THOROUGHLY reviewed by Enforcement Staff Meaning The Summary Disposition Rule SEC Staff never saw the information is a KNOWN fraud Follow up for Mr Searles/Banerjee et al SEC LA where multiple frauds left up and running Ares also LA and NY Milken Beverly Hills Recall UBS San Diego K2 Where FINRA,FINCEN and the SEC all confirmed UBS cross border business was never shut down per the terms of the Do dropping its DPA in Further clearly obstructed by SEC IG Hoecker when I filed a complaint with his office in after receiving another denial for Award related to the UBS Reg Sho complaint ALSO according to the SEC OWB FAQ Enforcement staff notifies investigating staff of related tips received AND Whistleblowers are ALSO entitled to awards based on new lines of inquiry The Mckessy/Norberg/Hoecker criminal obstruction led to the UBS cross border business never being shut down The UBS AML complaint acknowledges this irrefutable fact UBS K2 NO individuals were censured/fined by SEC/FINRA ALL correspondence to UBS Weehawken SEC LA:Searles/Banerjee et al had ZERO jurisdiction Searles Anton Chia and related fraud and money laundering As I have also irrefutably proven MULTIPLE frauds Up and running today It is no coincidence the SEC LA UBS San Diego multiple money laundering frauds Searles et al are PROTECTING UBS San Diego Thats why none of these frauds have been shut down The UBS cross border business is very much up and running TODAY MORE Who is San Diego resident Jason Sunstein CFO of several Once/still SEC reporting money laundering shells trading OTCM Pinks and no doubt well known to Searles,Banerjee et al in SEC LA Viper Networks fka Tinglefoot Mining Baja Pacific International Taig Ventures EDGAR Search Results sec.gov Microsoft Word VPER OTC PlnkGuidelines Annual Feb21 vers nowcfo changes Apollo Smart Lights-3.docx otcmarkets.com VPER OTC PlnkGuidelines Annual Feb21 vers nowcfo changes Apollo Smart Lights 0dunhwv urxs qf 3lqn dvlf Ivforvxuh xIgholqhy heuxdu 3djh ri wklv Ivvxhu ru dq ri lwv suhghfhwruv kdyh ehhq wkh vxemhfw ri vxfk sur fhhglqjv sohdvh surylgh dgglwIrqdo ghwdlov Iq wkh backend.otcmarkets.com Santeon Group fka Air Air Rover Covenant Financial Homegate Corp Spartan Oil ubroadcast EDGAR Search Results sec.gov Santeon and Viper African/Egyptian entities/Individuals Santeon CEO Ashraf Rofail International Land Alliance EDGAR Search Results sec.gov A San Diego virtual office well known to the SEC in its correspondence Virtual Office in DiamondView Tower I Regus RU Virtual Office in DiamondView Tower I Regus RU Renting a Virtual Office in DiamondView Tower is affordable and easy Choose a virtual office option and pay one simple price Get a quote today w.regus.ru filenamel pdf sec.gov filenamel.pdf sec.gov International Land Alliance EDGAR Search Results sec.gov A little California pot a little Mexico vacation properties Mexico Vacation Property Investment I Baja Mexico Real Estate Investment I International Land Alliance ila.company Mexico Vacation Property Investment I Baja Mexico Real Estate Investment Baja Mexico Real Estate Investment I International Land Alliance International Land Alliance is a Mexico vacation property investment firm based in San Diego California The company was formed for the purpose of developing and selling residential communities for home buyers vacation/second home retirement and investors ila.company As of ILA is a Wyoming LLc SEC FORM SEC FORM In submitting this notice each issuer named above is Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them upon written request in the accordance with applicable law the information furnished to offerees w.sec.gov Of course as has been well documented by ME ILA currency of choice for these beautiful Mexico land ventures is common stock In April International Land Alliance Inc Form Received otcmarkets.com OMID Holdings fka New York Based Avl Group content otcmarkets.com Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines OTC Markets Group OTC Markets Group Inc OTC Pink Basic Disclosure Guidelines December Page of Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines backend.otcmarkets.com Back in AV1 Group New York was controlled by a Moussa Traore SEC FORM Who happens to have the same name as former Mali Dictator Of Course Jason Sunstein ONLY experience on Linked In is his ILA tenure ALL of these other ventures have been ommitted Gee I wonder why Jason Sunstein Co Founder and Vice President International Land Alliance Inc OTCQB ILAL I Linkedln Jason Sunstein Co Founder and Vice President International Land Alliance Inc OTCQB ILAL Linkedln Jason Sunstein Co Founder and Vice President at International Land Alliance Inc San Diego California connections w.linkedin.com Mr Searles,Banerjee SEC LA have been criminally obstructing a REAL investigation into Sunstein et al Right there in San Diego/UBS K2 back yard So No individual UBS San Diego K2 complaints multiple money laundering shells up and running For MANY reasons IG Hoecker ALL SEC OWB Denials of my award applications are complete fraud ALL of the activity continues TODAY as a direct result of your criminal obstruction and corruption AND NITE and CDEL trading all of them In furtherance of the conspiracy Cheers Chris From Chris Dilorio Sent Friday May PM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Judge Cote Your month prison sentence for Dan Kamensky is a gross miscarriage of justice Your Courts Ms Strauss and Mr Kamenskys counsel are in posession of information that clearly indicates a long standing and corrupt relationship between the SEC and Handler/Jefferies Kamensky was set up I will be contacting Mr Kamensky directly as his counsel has committed gross negligence in his representation Chris From Chris Dilorio Sent Friday?May_7-2021 AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix SONY/NY Supreme Court Judges et al The interconnectedness of my claims on display AGAIN Per my TCR criminally obstructed by McKessy/Norberg et al WHY do billion Swiss banks trade OTCM Pink penny and fractional penny stocks The record is irrefutable FINRA/SEC/FINCEN using my information these publicly traded shells are the perfect money laundering vehicle Absolutely IRREFUTABLE WHY do firms like NITE and CDEL trade the same OTCM Pink shells Abusive illegal naked shorting to facilitate this illegal activity Virtually riskless VERY profitable NONE of this happens without a willing executing criminal BD like NITE converting worthless certs to real money and dumped on the investing public the SEC is MANDATED to protect ACTIVELY facilitated and perpetuated by the grossly corrupt SEC reverse splits no CAT Obligation Warehouse circumvent close outs of Rule rarely revoked registrations outsourcing the entire OTCM to the BD SRO FINRA etc etc etc I made the link between the money laundering and the illegal abusive naked shorting This is and always has been the core business at Knight/KCG/VIRT:NITE ALL money laundering can be reverse engineered from the executing BD/MM level The cash register What we are seeing in GME is a rounding error compared to the fails and illegal naked shorting in the OTCM As I have also repeatedly said the only difference between a money laundering OTCM Pink shell and a NASDAQ SPAC is the amount of money being laundered Also on display real time as I have detailed As with Swiss banks and penny/fractional penny stocks WHY do giant Quant Hedge Funds like AQR facilitate so many fraud blank check shell transactions CERTAINLY does not fit the investment thesis of a firm run by Phds WHY does giant PE/Real Estate firm Apollo play Fisker SPAC WHY did Goldman,JPM,Jefferies et al bail out NITE more than once WHY has the SEC repeatedly bailed out criminal NITE The most recent Earnings call for NITE was remarkable SELL SIDE is actually doing what its supposed to do and questioning NITE/Cifu lack of transparency particularly in the last few years This has been going on for some time detailed by me and blessed by the SEC This lack of transparency is designed to conceal from the public the true nature of the core NITE business illegal abusive naked shorting OTCM publicly traded shells to facilitate money laundering Until now the Sell Side turned a blind eye also intentionally misled the public by omitting these share volumes from their models These share volumes have been the subject of other SEC/FINRA actions But somehow NITE has avoided such actions INEXPLICABLE The SEC/FINRA have done everything in their power to protect NITE WHY Because they bailed out a known criminal entity in and have been criminally and corruptly covering up this irrefutable fact ever since As a result The illegal activity has continued un abated Then in the activity hit a level not even dreamt of It has been a well orchestrated and massive SEC facilitated fraud on the public the SEC is mandated to protect A key player in this massive fraud is the corrupt SEC IG Carl Hoecker who not only has criminally and corruptly obstrructed an investigation of my extremely serious allegations Hoecker has also criminally obstructed Congress from executing its oversight of the SEC These corrupt criminal ongoing frauds have also found their way into the SDNY and NY Supreme Courts as I have detailed Mr Kamensky is most definitely NOT on the SEC/Dal Do not investigate list This can also be observed in real time Per my correspondence MI Acquisition Magna/Sason Wall St with AQR/"payment processing and felon Tommy Priore ICP:SDNY There is a straight and direct line between ICP/Priore and the Degenerate Milken as well as the corrupt SEC/SDNY Kamensky sting that goes beyond the degenerate Milken flunkie Handler/Jefferies Where Praised the work of the SEC As I have previously detailed Ares Management Neiman Marcus Tony Ressler Milken Drexel degenerate flunkie has built quite the monstrosity A little PE A little Real estate But the gorilla at Ares Credit Resslers sister is married to Fat Leon Black Close knit bunch for sure Ares EDGAR Search Results sec.gov Massive CLO manager/originator stop shop Because as I detailed previously now a direct lender to fraud money laundering entities like Priore/Sason/AQR et al PRTH Because securitization drives the lending and is not a biproduct of sound credit analysis Junk is junk REAL TIME I applaud Chair Waters and her efforts to reign in illegal trading practices detailed in my extensive record However non bank lenders like the massive Ares pose a systemic risk to the US financial system CLOs are a massive fraud on the public developed by the Milken degenerates like the sub prime and Ls The SEC actually brought a complaint recently IIG which described using CLOs as a money laundering vehicle The Caymans have recently cracked down also Greensill Credit Suisse Milken is another example of securitization as money laundering vehicle in sub prime factoring Jim Justice SBNY is also a securitization fraud SBA Chair Waters and her Committees see the Credit Ratings Agency/SEC fraud I have also detailed My Coronavirus/repo virus CLO correspondence The SEC corruptly didnt downgrade massive CLO debt in The result issuance exploded in Non bank lenders like Ares as well as Apollo,Jefferies Ted Virtue etc etc have reaped tens of millions in management fees Who told the SEC to obstruct the proper role of the Credit Agencies to downgrade massive CLOs in Mr Clements knows His garbage CLO report late in set the stage for the all clear to the SEC Oh Mr Kamensky I only hope you sue these corrupt scumbags who ruined your life while they are treated with ZERO implications for their illegal activity by the grossly corrupt SEC/Doi Cheers Chris From Chris Dilorio Sent Tuesday May PM jQ Z?l5ob zN _PK ob EW,B 0oz xe r??P Z?l5 v)cK 1s0w uv 0NN 3ϔ rH HT Q9 5Y?G GuKo9V d?Mj a zz D!a G??N 5Y?G MwE 9B a _6 5Y?G NN f7_Q 7a,e Eb14c 7:u7uz7?NE a 5Y?G I0 0L jQ vu oS yE yE zz D!a ZD 9Hl D?P G??N I _d a Oy2 PH a GM KD Ol a Oa gV BL qc a ZL jQ i9 jN A BP YO A BP GM KD a a fvoB oB a a oB H?s 5L oO a a FN HH?J A jQ wu 9Ta5q wu fvoB oB S:i BO lo a D?D a gv a SB a a a jQ Nu IO gv C?wA wg qb Ir A FZ a a K)Q GO a a gW xB4 a a TBA jQ _6 lH q??p K)Q d6 0e A r?pK GO vs Bm ys sV r!?w o9HHe ogoY sV KHH?o o9HHe sV ogoY 9Ou B)h BO BBH 5K _Md ck R,M??O ck Yc 0u r!?w sV ogoY sV r0 am uo O?K o9HHe sV A A A A A A LRK 7f He R8Z He Wh 3j CE 3K HK _1 Y_ Gw bw?P wz I a pf I N?g0 7j)A F3 pf pf GG Un BM0 pbFh qF?1 Ld Fi AiF-d Un ZIm F.J hY UC q2 Qfp2 iB iB KT Zu 8S Q0 d.Fxp Ld Ld q2 pbFh AiF-d Kn iB d.Fxp xF Un Fi Ld uFLS GG H1 q?ON WQ d0?Fc9E c9WbBF BM 9m og ds-5 w0 w!CZN NY yB A e:X?l F0T 5G RN yNp i9T g3 a 6?NLq?ON F;O ZN NY F0T d:Fm 6?NL gXHw 5G a ZN NY y??n Q0 A F0T O?;ϕ c9Wb BM BM e:X?l WQ W0 BF og y??n O?;ϕ i a F;O BM 0H F0T O6 GG I jg xO A sg I uB Hn I Q0 Hn qOp A GG I oc rn oI wT Ws A 5x lW I sJ IH Q0 oc m0 rn oI IH sg GG Yn I CF!?R i DHj I jI yg A FM 0f LO 6_ I a Q0 wv Bv CF!?R n5 DHj I a Bv GG a Iw Xj gW a jI jI W;k a 9b Iw a Q0 W;k gW a jI a GG i HY I jI Jx9W so Wz A do A A a A?,Ap 1H A A 2O so I a A 2O RZ?s HY A ss Co Y0O OO xBI Dy FwB Co u:O a SO 9MH xBI eY Y0O gU 9MH oP Z1 Zp Bq Z1 1Z P9H Bq Zp 7p 9?eDU 2K NH 9?eDU 5D JN5wN JN5wN 5D qZ He 7C o0e A _1 Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Mr Not so Transparent Dougie Cifu got a little testy on the earnings call and it abruptly ended Sell Side Analists Fannon/Jefferies and Kramm/UBS pressed dougielarge on his lack of transparency What is Dougie Cifu hiding Something about what percentage of those trillion shares of OTCM money laundering shells did NITE trade made Dougie squirm like the snake most already know he is Love the parting shot to Kramm/UBS your firm would love to have our business Virtu Financial Inc VIRT O1 Earnings Call Transcript i The Motley Fool 2J Virtu Financial Inc VIRT Q1 Earnings Call Transcript I The Motley Fool Virtu Financial Inc NASDAQ:VIRT Q1 Earnings Call May a.m Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix SDNY/NY Supreme Court Judges I once challenge the best and brightest the SEC/DoJ/FBI/IRS Cl/FINCEN have to offer Tear me to shreds Make an example I havent been wrong about single thing NOT EVEN The record is simply irrefutable The latest edition of The SEC is a grossly corrupt criminal organization actively facilitating multiple,massive,ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them:ME I refer you to the SEC Office of the Whistleblower FAQ Of course I have multiple forms copied should you prefer SEC.gov I Office of the Whistleblower SEC.gov I Office of the Whistleblower What information can I submit to the SEC The SEC conducts investigations into possible violations of the federal securities laws In general the more specific credible and timely a whistleblower tip the more likely it is that the tip will be forwarded to investigative staff for further follow-up or investigation AGAIN AGAIN AGAIN IG Hoecker et al the summary disposition aka Christopher Dilorio rule corruptly enacted by Norberg/Clayton et al was/is Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Judge Buchwald I hope your colleagues in the SDNY and NY Supreme Court have forwarded my information Like your colleagues you are the victim of another SEC fraud on the SDNY court I am an irrefutable expert on SEC criminal obstruction and corruption Jay Clayton was NEVER shocked by the widespread fraud in the OTCM and crypto markets Widespread Fraud in ICOs and Penny Stocks Shocked SECs Jay Clayton Bloomberg Widespread Fraud in ICOs and Penny Stocks Shocked SECs Jay Clayton Bloomberg The former Wall Street deals lawyer who leads the U.S Securities and Exchange Commission said one of the biggest surprises of his first year heading the agency has been learning about the levels w.bloomberg.com Claytons firm Sullivan Cromwell/Jared Fishman/Rodgin Cohen et al are EXPERTS on penny stock fraud having bailed out the criminal enterprise Knight/KCG/VIRT:NITE on more than occassion OTCM shells and crypto are complimentary money laundering vehicles Clayton and the SEC have obstructed a thorough investigation of my very serious allegations for years Including the merger of Virtu and KCG NITS As a direct result multiple massive SEC facilitated frauds on the public the SEC is mandated to protect are very much ongoing In 1Q more than TRILION shares of OTCM money laundering shells were traded Money laundering shells like SEC reporting HWIN and hundreds just like it Bitcoin continues to be mined in China Russia and Belarus Bitcoin claims to have a limited supply But can that actually be verified On his way out the door Clayton bought the Ripple action As you have stated extremely fl awed SEC argument that Ripple IS a security but somehow Bitcoin ISNT In fact either ALL crypto are securities OR NONE are The IRS for its part treats cryptos as a capital asset Subject to capital gains and losses for tax purposes As your colleagues can attest the interconnectedness of my information is irrefutable Several entities including Signature Bank/Greenbox are just example of my Derivative information Seems to me that Clayton,Hinman crypto pumper Peirce ALL had KNOWN settled precedent to regulate Bitcoin and ALL crypto as securities SEC SG Ltd Where appeals Court got it right and where Howey was applied Securities Exchange Commission SG Ltd F.3d I Casetext Search Citator Securities Exchange Commission SG Ltd F.3d I Casetext Search Citator Read Securities Exchange Commission SG Ltd F.3d see flags on bad law and search Casetexts comprehensive legal database casetext.com The inconsistency in the SEC approach to regulating ALL crypto as securities has caused great confusion in the marketplace and has opened the door wide to fraud This is just another example of SEC corruption Now the SEC corruption has reached your Courtroom as well Cheers Christopher Dilorio From Chris Dilorio Sent Tuesda A?ril AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Several typos omissions corrected below Judge Ramos SEC Offs Sec Exch Commn Honig Civ ER I Casetext Search Citator Sec Exch Commn Honig Civ ER I Casetext Search Citator Read Sec Exch Commn Honig Civ ER see flags on bad law and search Casetexts comprehensive legal database casetext.com SEC settled quickly with Honig et al Also Alpha Capital Anstalt Liechtenstein IMDS Bag Man Schlaff Bawag Refco:Rhino Sedona Scan Graphics Shaye Hirsch Karfunkel Kushners Nordlicht Englander et al Judge Swain Derivatives These SEC offs guarantee the activity continues It does Below Tri-Mark Sytner last filed with the forml0k5tolholding123110.htm sec.gov Pg Honig owned shares or Thats STATED control When did the SEC waive filings simply because it was disclosed in an audited/SEC reviewed Not offs guarantee activity continues Judge Ramos did you put an end to Honig NOPE Barry Honig et al Release No Sep sec.gov Barry Honig et al Release No Sep The Securities and Exchange Commission today charged a group of ten individuals and ten associated entities for their participation in long running fraudulent schemes that generated over million from unlawful stock sales and caused significant harm to retail investors who were left holding virtually worthless stock voNw.sec gov And as I proved below Jaclin/Honig STILL up and running in April SONY Judges/NY Supreme Court The SEC CONTINUES to play you for fools while ACTIVELY facilitating massive ongoing frauds on the public it is mandated to protect while screwing the whistleblower who caught them ME As I have stated repeatedly in my correspondence the record Multi billionaire Frost wasnt trying to MAKE a few million Frost et al were LAUNDERING Frost bought Ladenburg from Icahn/LeBow/Lorber Vector New Valley AFTER Icahn rolled his former employer Gruntal Sater,Feinberg,SAC et al MILKEN into Ladenburg As MY record also clearly shows Honig also Colleran Trump felon fundraiser AND Vector/New Valley also Trump/Russia offs Too fn funny Cheers Chris From Chris Dilorio Sent Monday April PM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Welcome to Episode number I lost track of SEC criminal obstruction/corruption while screwing the public it is mandated to protect and screwing the whistleblower who caught them ME Give me a call Mr Gensler Love to catch up Saw where you did a OTCM esque reverse split in the massive USO fraud on the public SDNY Judges et al when you read about something as absurd and ridiculous as Hometown International with a Deli front and New Jersey and entities in Hong Kong and Macau youre probably thinking what I was thinking years ago when I began researching NITE and the OTCM shells they traded But these are NOT offs This is WHY the OTCM exists abusive naked shorting OTCM shells to facilitate money laundering is and always has been the core business at NITE et al This is WHY NITE has been bailed out multiple times by other criminal entities There is no such thing as just cock roach HWIN is no different It is part of a MUCH MUCH bigger and well orchestrated scheme More on Hometown International Hey look theres a Senegal/Ivory Coast individual named Ibrahima Thiam with a Macau address OTCQB-Certification.pdf sec.report If the name Thiam is familiar it should be Tidjane Thiam the former CEO of Milken controlled Credit Suisse Jim Justice Greensill The resemblance is striking Dont you think Ibrahima Thiam Wetlands International Ibrahima Thiam Wetlands International P.O Box AL Wageningen The Netherlands Tel E-mail email protected RSIN Number Reg No w.wetlands.org You know the Im talking about Judge Silver NITE top traded/multiple SEC/FINRA reverse splits/Jim Justice Mile Perian Salviola/Josh Sason/Sichenzia NewLead fame AND sister fraud Greek Shipper FreeSeas also NY Supreme Court Also Sason/Sichenzia But with other Milken flunkie Terren Peizer Crede Along with Deutsche Bank and Credit Suisse Peizer/Crede also Net Element Net Element former CFO New also Blink Charging with JMJ/Keener AND Prolific Bag Man Michael Farkas MORE derivatives More on Farkas later in the mail Read on And not to get too graphic But another Hong Kong/Macau HWIN investor is Swiss model Nathalie Pasyawon Nathalie Pasyawon Boobpedia Encyclopedia of big boobs Interconnectedness defined OR as I like to say MORE DERIVATIVES The SEC reviewed HWIN filed March hometowninter.htm w.sec.gov UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C FORM Mark One ANNUAL REPORT PURSUANT TO SECTION OR OF THE SECURITIES EXCHANGE ACT OF For the fiscal year ended December or TRANSITION REPORT PURSUANT TO SECTION OR OF THE SECURITIES EXCHANGE ACT OF For the transition period from to w.sec.gov Guess who has been the HWIN auditor since Fined/censured by PCAOB Liggett and Webb James Liggett/Martin Webb Microsoft Word azureedge.net Not the ONLY money laundering shells L/W CPA are involved in either Directory Service Provider Directory I OTC Markets OTC Markets Official site of OTCQX OTCQB and Pink Markets Get Stock Bond Quotes Trade Prices Charts Financials and Company News Information for OTCQX OTCQB and Pink Securities w.otcmarkets.com Several SEC reporting AND a few more with up and running TODAY NASDAQ listed Orbital Energy Group OEG EDGAR Search Results sec.gov Aqua Power Systems APSI Thats Aqa Power systems fka NC Solar a Jaclin money laundering shell EDGAR Search Results sec.gov sl.htm Bang Holdings Corp BXNG VERY appropriate Name Read on Also Jaclin Also Zenith AND Platinum EDGAR Search Results sec.gov Brownies Marine Group BWMG EDGAR Search Results sec.gov C2E Energy Inc OOGI FKA Odyssey Oil and Gas through a NY HQ company c2eenergyinc.htm w.sec.gov The Company intended to expand the making of bio fuels from algae to other large mining Companies in South Africa On May the Company acquired of Power Pty Ltd Power Pty Limited a South African registered company which owns an exclusive license to develop and market batteries based on patented Hybrid Battery Technology worldwide However on August the vo.vw sec ov Enviro Technologies US Inc EVTN EDGAR Search Results sec.gov Hometown International HWIN See Below Ocean Thermal Energy Corp CPWR EDGAR Search Results sec.gov Point Of Care Nano Technology Inc PCNT fka Alternative Energy and Environmental Solutions Also Jaclin altenergy.htm sec.gov EDGAR Search Results sec.gov Second Street Capital CTON content otcmarkets.com Vynleads Inc VYND EDGAR Search Results sec.gov PuraDyn Filter Technologies PFTI EDGAR Search Results sec.gov A New York Liggett/Webb money laundering shell is C2E Energy Inc Began as an exercise equipment shell controlled by Curtis Olschansky Everyone remember the Better Buns machine l0ksb.htm SEC Indicate by check mark whether the registrant has filed all reports required to be filed by Section or of the Securities Exchange Act of during the preceding months or for such shorter period that the registrant was required to file such reports and has been subject to such filing requirements for the past days w.sec.gov Heres ANOTHER lesson in derivatives for the slow on the uptake New York C2E Energy Inc is now controlled by PROLIFIC Bag Man David Lazar/Zenith Partners/International Equity Holdings LLcs and Custodian Ventures c2eenergyinc.htm w.sec.gov The Company intended to expand the making of bio fuels from algae to other large mining Companies in South Africa On May the Company acquired of Power Pty Ltd Power Pty Limited a South African registered company which owns an exclusive license to develop and market batteries based on patented Hybrid Battery Technology worldwide However on August the w.sec.gov Lazar/Zenith following money laundering shells Mediashift MSHF Melt Inc MELT XXStream and another money laundering shell up and running today Chinese laundering shell Worry Free Holdings Teed up and ready to go with Rent A CFO CFO NOW Worry Free is FKA SEC reporting iVoiceldeas Inc EDGAR Search Results sec.gov Microsoft Word WYCC SEPT OTC FILING.FILED VERSION otcmarkets.com Worry Free not the only Lazar China laundering shell Hong Kong Winalite Group EDGAR Search Results sec.gov Not revoked by the grossly corrupt SEC after years of no financial disclosures Rather voluntarily suspended by Lazar to be re used at a later date Per my record with the SEC et al money laundering shells go dark AFTER the fraud is committed SEC does nothing to PREVENT the fraud from happening in the first place hongkongwinalite.ht Anyone keeping track of the Jaclin/Honig related money laundering shells were up to so far Again the Lazar/Sytner/Zenith/Custodian Ventures/Liggett/Webb list is not exhaustive But in excess of money laundering shells up and running today should be a good start Dont you think Mr Gensler Of course the money laundering shell that ties all of these ongoing frauds together is Bang Holdings BXNG sl.htm INTEREST SEC.gov I HOME This Registration Statement covers the resale by our selling shareholders up to shares of common stock previously issued to such selling shareholders and shares of common stock issuable upon exercise of outstanding warrants Warrants at an exercise price of per share that were issued in connection with a Securities Purchase Agreement by and between vo.vw.secgov A Colorado incorporated/Miami based/Jaclin money laundering shell where Liggett/Webb are auditor with Farkas/Platinum/Zenith Equity Holdings/Michael Bernstein et al EDGAR Search Results sec.gov Vast majority SEC reporting Several Jaclin BXNG Farkas/Jaclin Several with Chinese Nationals Zenith/Lazar/Sytner Jaclin like Honig ABSOLUTELY NOTHING random about this as I have stated repeatedly MASSIVE in facilitated/SEC IG complicit frauds on the public the grossly corrupt SEC is mandated to protect while screwing the whistleblower who caught them ME AND NONE OF IT HAPPENS without well known criminal entities like executing BD/MMs NITE et al NOT the penny stock trading fairies No SDNY/NY Supreme Court Judges Hometown International is NOT a off that slipped through the cracks At ALL times Jaclin has been under the jurisdiction of the SEC NY At ALL times SEC NY ALSO under the jurisdiction of the SDNY Cheers Chris From Chris Dilorio Sent Saturday April AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix SDNY Judges and SEC IG I would like to Re admit the following which is part of my extensive record with the grossly corrupt SEC Jaclin Money laundering shells Honig et al AND prolific Bag Man Michael Farkas BLNK,ICLD etc etc Have you been watching the story about this Deli in New Jersey with a million dollar market cap US Financial Markets Have Become A Giant Mirage Built On A Foundation Of Fraud I ZeroHedge US Financial Markets Have Become A Giant Mirage Built On A Foundation Of Fraud ZeroHedge On a long enough timeline the survival rate for everyone drops to zero w.zerohedge.com SDNY judges SEC IG This is what I have been telling the grossly corrupt SEC for more than fn years now ALL of this activity is up and running TODAY April thanks to SEC criminal obstruction and corruption The SEC is a criminal enterprise ACTIVELY facilitating multiple ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them ME Say Hi to the OTCM Pink money laundering shell Hometown International EDGAR Search Results sec.gov pg and following of Selling Shareholders in this SEC approved SI I _hometown.htm SEC.gov I HOME Pursuant to Rule a under the Securities Act of as amended the Securities Act there are also being registered hereby an additional indeterminate number of shares of the Registrants Common Stock par value the Common Stock as may become issuable to the selling stockholders as a result of stock splits stock dividends and similar transactions and in w.sec.gov New Jersey Deli with investors in Macau Hong Kong etc Welcome to my world in dealing with the grossly corrupt SEC Of course Hometown International was ANOTHER Jaclin money laundering shell kept up and running by the grossly corrupt SEC SEC.gov I HOME Grant Street Woodstown NJ Address including zip code and telephone number Including area code of registrants principal executive offices w.sec.gov What I have been telling the grossly corrupt SEC for YEARS This is WHY the OTCM exists AND in more than TRILLION shares of money laundering shells like Hometown International were traded by NITE CDEL et al Market Statistics Equity Trading Data Monthly finra.org ABSOLUTELY nothing has changed in the last years Infact as the grossly corrupt SEC,DoJ et al have been in possession of my information this illegal activity has EXPLODED SEC IG DO YOUR FUCKING JOBII Hometown International Woodstown NJ SEC NY SDNY jurisdiction Cheers Chris From Chris Dilorio Sent Monday April AM Subject Fw Formal appeal for denial covered action Knight Capital Tat Appendix Judge Swain still ANOTHER version of A Stroll Down the ABSOLUTELY NOTHING HAS CHANGED Avenue This is another version of my extensive correspondence as I wait on the SEC Final Determination Below I detailed the million fraud DFC/taxpayer loan to almost insolvent Kodak to transition from film/cameras buggy whips to hydroxychloriquine The DFC was run by Jared Kushners college roommate Massive fraud from the outset The SEC of course never investigated the massive pump and dump related to this fraud AND thanks to the SEC egregious obstruction of Congress there is STILL no CAT Of Course the DFC first appointed IG Zakel Sep concluded months later that Jareds roommate didnt break any laws Further The Akin Gump internal investigation is ripped to shreds by yours truly below AGAIN:There was no Clayton et al/SEC OR DoJ investigation into the egregious Insider Pump and Dump that took place in KODK related to the fraud DFC taxpayer loan The interconnectdness of my claims on display yet again Some Interesting entities involved with Blackstone/Schwarzman/New in the almost insolvent at the time/still KODK Recall from a version I sent last week Judge Swain Sedona/Scan Graphics Kushners/Nordlicht/Englander AND The Karfunkel Family Trust KODK got some attention when GEORGE KARFUNKEL made a generous donation to a synagogue in Brooklyn called Congregation Chemdas Yisroel eas.htm SEC.gov I HOME This Amendment No to Schedule Amendment No relates to the common stock par value per share the Common Stock of Eastman Kodak Company a New Jersey corporation the Issuer and amends and supplements the initial statement on Schedule filed on May as amended and supplemented by the Schedule filed on December the Schedule VONW.seciov Chemdas Yisroel address This EXACT address is the home of Roth CPAs etc Which also has offices in Israel Roth Co We understand that your business is your lifes work rothcocpa.com Roth Co We understand that your business is your lifes work NEW YORK 36th Street Suite Brooklyn NY Phone Fax rothcocpa.com Important to note here that George Karfunkel founded of the largest Stock transfer companies American Stock Transfer Did I mention there was no Jay Clayton et al/SEC/DoJ Insider trading/P investigation into KOOK I digress See back in Barry Fn Honig had a shop called GRQ Consultants GRQ was involved in money laundering Shells Amplidyne yada yada EDGAR Filing Documents for sec.gov AND Cell Power Technologies EDGAR Filing Documents for sec.gov Everyone catch the address of this Cell Boost technology Cell Power The SAME address as Chemdas Yisroel and Roth CPAs but just down the hall Suite This is priceless An SEC approved offering from for Cell Power Who was the law firm on this money laundering shell in Sichenzia Ross The same law firm responsible for NewLead and FreeSeas massive frauds perpetrated on the SONY Courts as well as NY Supreme Court Brought to you by the grossly corrupt SEC Gets better still The SEC revoked Cell Power Technologies in EDGAR Search Results sec.gov Barry Honig/Jaclin also Blink Charging with prolific Bag Man Michael Farkas JMJ Drexel Alum Director Jonathan New Garfunkel Sedona/Scan Graphics w/Kushners et al Karfunkel/Chemdas Yisroel/Roth CPAs werent the only ones to get the look for those of you with ZERO trading experience charged with enforcing Securities Laws like insider trading this is the term used for insider trading Moses Marx also got the look EDGAR Filing Documents for sec.gov EDGAR Filing Documents for EASTMAN KODAK CO Subject CIK see all company filings IRS No of Incorp.:NJ I Fiscal Year End Type SC I Act I File w.sec.g ov Marx and Karfunkel go way back and are still in business together Does United Equities/Commodities ring any bells How about Berkshire Bancorp ANOTHER New York licensed Bank EDGAR Search Results sec.gov Karfunkel/Marx moved BERK from the NASDAQ to the OTCM Pinks around WHY Less disclosure stupid Microsoft Word otcmarkets.com hey look Marx,Karfunkel:BERK has the same auditor as Trump Mazars Prly just ANOTHER coincidence For those of you incapable of following along The probability that ALL of the Karfunkel illgotten gains in the et al facilitated D/Insider trading went to Congregation Chemdas Yisroel is virtually ZERO Have I mentioned there was NO zero,zilch,nada Jay Clayton et al/SEC/Dal insider trading investigation into KODK OK good Got it covered Maybe just maybe had the grossly corrupt SEC thoroughly investigated my irrefutably accurate allegations Blackstone/Schwarzman NITE the massive pump and dump fraud:Blackstone et al KODK wouldnt have happened Which is why there has NEVER been a thorough investigation of my irrefutably accurate allegations In fact the grossly corrupt SEC has criminally obstructed a thorough investigation of my claims SO THAT frauds like KODK can continue The SEC is bought and paid for by criminals while actively facilitating MULTIPLE frauds on the public it is mandated to protect WHILE screwing the whistleblower who caught them:ME the record Janey is IRREFUTABLE Finally Ms Wing/Strauss will you be keeping your DoJ mail address up and running months after you land a new gig like Geoffrey Berman has Almost like he never left So Judge Swain What has changed since your decision ABSOLUTELY NOTHING Yes et al are most definitely on the SEC/Dol Do not investigate List Cheers Chris From Chris Dilorio Sent Wednesday September PM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Judges Cave and Nathan If there was ANY question as to the veracity of my extremely serious allegations the SEC put it to rest today with its clarification and new rules governing the Whistleblower program My preliminary denial in June for the Opco Award application which was years in the waiting SEC staff never saw Mr Dilorios information I refer you to the ONLY new rule in the clarifications in the interest of transparency SECURITIES AND EXCHANGE COMMISSION CFR Parts and RIN ACTION SUMMARY SECURITIES AND EXCHANGE COMMISSION CFR Parts and Release No File No S7 RIN Whistleblower Program Rules sec ov New Rule Summary Disposition The information you submitted was never provided to or used by the staff handling the covered action or the underlying investigation or examination and the staff members otherwise had no contact with you AKA the Christopher Dilorio Rule Created to deny awards of rightful compensation Per my appeal a whistleblower CAN NOT know who at the SEC he/she should contact as investigations are done in strict confidentiality Further the OWB itself is the CENTRAL contact for whistleblowers It is the EXPLCIT and EXCLUSIVE responsibility of the OWB to distribute whistleblower information within the SEC This rule is FURTHER overwhelming evidence of SEC corruption and obstruction Judges Cave and Nathan ALL information presented to your Courts must be treated with extreme skepticism if not outright disdain IF the SEC is willing to commit massive fraud on whistleblowers who expose their corruption and criminal activity just imagine the evidence it is willing to fabricate to bring a case like they are in Kamensky An immediate STAY in Kamensky is warranted until an independent thorough investigation of my claims can be executed ALL evidence presented to your courts by the SEC must be questioned in light of the overwhelming evidence I have provided Again this corruption goes straight to Jay Clayton himself His former colleague Jared Fishman has played a key role in this massive fraud Clayton NEVER disclosed these conflicts In addition your Honors are in possession of other Clayton/Sull Crom/AQR/Girsky facilitated fraud Nikola This is what it has come to when you blow the whistle on the grossly corrupt SEC They create a completely arbitrary and fraudulent rule to silence you Rule summary disposition aka Screw the whistleblowers exposing SEC corruption Rule OR The Christopher Dilorio Rule Regards Christopher Dilorio Whistleblower FROM:Chris Dilorio Sent Wednesday September AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Judges Cave and Nathan My allegations are chock full of members of the SEC Do Not investigate Club Per my TCR Key to the Aug glitch/Bailout Blackstone/Schwarzman Blackstone had done extensive Due Diligence on Knight prior to the glitch and had considered buying them north of Somehow/some way Blackstone decided not to go ahead with buying Knight not too long before the glitch which took the stock to The ultimate bailout deal was NOT collateral based Rather a convert with a discount to 1.50/share WHEW Per my TCR ALL glitch bailout participants including Blackstone knew EXACTLY the fraud on the Knight balance sheet Because of SEC corruption/criminal obstruction NITE is insolvent TODAY Absolutely nothing has changed A massive ongoing fraud on the public As a direct result of the SEC Do not investigate Club The KODK/Blackstone fraud on US Taxpayers see below was perpetrated on the public Steve Schwarzman/Blackstone are near the top of the SEC Do not investigate List Obviously Mr Kamensky is not in the Club As you can clearly see from my appeal to the OWB The SEC intended to run out the clock years in the waiting in their Preliminary Determination Opco Award Denial for Investigators never saw my information Yet SEC actions based on my information include Hanover/Magna JMJ/Keener Fife Southridge/Hicks Opco and UBSS Missing somehow NITE Handler/Jefferies Blackstone/Schwarzman etc etc The last overt act of this massive conspiracy has not yet occurred Mr Kamensky and I are BOTH victims of a longstanding and corrupt relationship between the SEC and Handler/Jefferies et al Also victim of this corruption the investing public the SEC is mandated to protect and the US Taxpayer Regards Christopher Dilorio Whistleblower From Chris Dilorio Sent Wednesday September AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Janey Schwarzman must be pretty close to the top of the SECs do not investigate list The latest Schwarzman/Blackstone orchestrated fraud and cover up KODK Today the KODK Board Member Jason New Blackstone independent outside inquiry by the law firm Akin Gump is in gaps indeed The flowery New/BX cover up is chock FULL of gaps Introduction to Phlow Phlow the VA consortium receiving mil in Government Covid funding to provide Trump pushed Covid Cure hydroxychloroquine Phlow Corporation Awarded Million HHS/ASPR/BARDA Contract to Manufacture Essential Medicines in Shortage PR Newswire RICHMOND Va May PRNewswire Phlow a U.S.-based public benefit drug manufacturing corporation has received federal government funding of million for advanced manufacturing w.prnewswire.com Phlow already has/had a long standing relationship with Ampac Fine Chemicals About Us I Phlow Corporation Robert Mooney is a tireless champion of creativity and business acumen As an entrepreneur and co-founder of New Richmond Ventures NRV Bob counseled startups and early stage companies on accounting and financial reporting capital strategies equity raising project financing milestones business w.phlow-usa.com In May Phlow was re starting/building a mfg facility/warehouse with partner Ampac AFC to fulfill its Government contract facility-in-petersburgL New Richmond based pharma startup with in funding eyes facility in Petersburg Richmond BizSense Earlier this month BizSense first reported Phlows initial government contract for million but details on the companys plans remained unclear at the time Gupton said in an interview Tuesday the companys plans have been in the works for about months well before COVID-19 hit richmondbizsense.com Per the KODK/New/BX/Akin Gump cover up pg On June 2020,Kodak signed a Letter of Intent with Phlow in furtherance of its application to the DFC to show it had a CUSTOMER for its future APIs Most definitely DEFINITIVE AND MATERIAL So where is the SEC reviewed/required 8k for this agreement Meaning the DFC application was a FRAUD Fraud on the government Fraud on American taxpayers Further WHY would the DFC consider loaning million to KODK with NO EXISTING API capability when it already granted LESS money to Phlow/Ampac with proven capabilities Answer KODK liquidity issues are SEVERE Like Milken Insider trading is NOT the real issue here The latest BX orchestrated glitch KODK I know this information may be more than the SEC/DoJ are capable of comprehending Call me and Ill walk you through it SLOWLY Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Tuesday September AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Janey MORE on the Blackstone/Trump/Kushner KODK grift Again BX helped orchestrate the Knight glitch and bailout No doubt the luckiest fers on the Street VERY high on the SEC do not investigate list So they can continue to facilitate criminal activity See below Jason New KODK BoD BX In charge of the KODK internal investigation Now we read where Shaw has taken a stake in KODK guess who DE Shaw largest investor is Blackstone Corruption cover up For the record Janey Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Thursday August PM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Mr Best Congratulations on your new position as Director of SECNY No doubt you have earned the promotion For those of you who dont know Dick Best from his FINRA days this masterpiece is what got him his job at the SEC Atlanta office million-substantial-anti The BBH AML complaint Truly fantastic work ALL of the entities in the complaint are un named WHY This is my information Swiss Banks FFIs and of course penny stock trading fairies aka executing BDs/MMs that made it all possible Per Dicks complaint BBH delivered of the trades to executing BDs/MMs Did Dick Best criminally obstruct an investigation into my claims Per my extensive correspondence with Robin Traxler at FINRA AND the fact that the SEC had my Knight Capital TCR in its possession for almost a year when Dick brought his BBH complaint So did Dicks complaint implicate entities in my TCR and thats why ALL of the entities in Dicks complaint are un named Most certainly YES Recall this scheme generated MILLION in proceeds Dicks mil fine was not a deterrent Intentionally SO So Congrats Dick on your new position as Director at SECNY Janey Hoecker Dick the record is extensive of my correspondence including Dick Best at the Atlanta Office No doubt he will be recusing himself related to matters involving the un named entities in his FINRA BBH complaint OR will he do what is expected at the SEC Criminally obstruct investigations while screwing whistleblowers like me Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Wednesday August AM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Further Janey Hoecker Jay Mehraban et al Let me help narrow down the SEC facilitated ongoing accounting fraud at NITE as I know none of you have ever spent a day on a trading desk IF the avg holding period for VIRT HFT is a matter of seconds AND VIRT goes home flat every night then what is the receivable/fails related to With the core Virtu HFT business eliminated what that does that leave The CASH OTCM business maybe Should I draw a picture in crayon for you Ms Mehraban NITE different CFOs in the last year Ms Mehraban How much is your former Paul Weiss colleague/boss Dougie Cifu paying you to criminally obstruct an investigation of my allegations Janey Hoecker Mehraban et al When it comes to trading fraud/accounting fraud cover ups SEC attorneys are CLEARLY not qualified The record there is ALSO IRREFUTABLE Here glitchy glitchy Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Tuesda Au ust PM Subject Fw Formal appeal for denial covered action Knight Capital TCR Appendix Janey Hoecker Mehraban Jay et al The massive SEC facilitated fraud on the public known as Knight/KCG/VIRT NITE is reaching epic proportions in August For the new accounting hires at the SEC In the receivable at NITE was up or BILLION from Dec to billion Per the extensive record Janey fails because of self clearing are booked as a receivable FRAUD no intention of delivering More accurately a liability AND per my TCR a large portion structural liability as a result of an open naked short fail position WHEN not if a reverse split is approved by the grossly corrupt SEC/FINRA There are some new buckets Malusso,loffe Dougie large have created within the Receivable as well Creative The accounting shell game moving fraud abusive naked shorts from bucket to bucket The Inline XBRL Viewer SEC The Inline XBRL Viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact w.sec.gov pg Buckets total BILLION the pg Buckets total BILLION The FRAUD please see the record Janey ALL of the receivable items are related to some change in certain buckets AND that the amounts were zeroed out within days of March ONLY to end the quarter June a mere MILLION difference from the March ending balance That is absolutely fn amazing BILLION zeroed out from March THEN a balance at June Well the SEC does believe in penny stock trading fairies too Nope Not penny stock trading fairies AND VIRT didnt zero out FAILED to SEC.gov I SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports SARs for U.S microcap securities trades it executed on behalf of its customers w.secgov SECNY Lara Shalov Mehraban Ms Mehraban Ive asked this before Was Dougie Large Cifu your boss at Paul Weiss The IBKR complaint is getting very close to your former boss/colleague isnt it Questions Ms Mehraban doesnt want the public to see Her former boss/colleague Dougie Large Cifu hired Alex loffe as VIRT CFO in From loffe was CFO at IBKR INCLUDING the period covered in Ms Mehrabans complaint Not filing SARs Microcap securities AML red flags No kidding WHY are the securities un named WHO was ultimate executing BD/MM As self clearing Ms Mehraban isnt Knight/KCG/VIRT Cifu NITE the LARGEST clearing agent of microcap securities How many SARs coming out of your former boss executing BD/MM Per my TCR NONE ZILCH NADA How do I know that When would the criminal enterprise NITE which is run by Ms Mehrabans former Paul Weiss boss/colleague Cifu file a SAR BEFORE or AFTER trading billions of shares Did NITE Compliance rely on IBKR/loffe compliance That would be a violation wouldnt it Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me Virtually real time in August Very much an ONGOING and massive fraud on the investing public Ms Mehraban please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie Large No doubt you chat often The record is overwhelming AND irrefutable Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Monday August AM Subject Fw Formal appeal for denial covered action Knight TCR Appendix Janey Hoecker et al speaking of NO 8K recall the extensive record for the criminal/insolvent/fraud on the public Knight/KCG/VIRT:NITE The record Janey Clayton/Sull Crom/Fishman sale of FCM business to other criminal firm Wedbush with NO 8K KCG then CFO Bisgay resigned with weeks left in the quarter and didnt certify the financials WHO certified along with Coleman Sean GALVIN Cifu Viola Urban Hutchins et al getting the fraud band back together WHY would Cutting edge technology firm VIRT want to go with a guy who knows how to run the books at low as low tech gets OTCM cash trading firm Knight/KCG The core business at Knight/KCG/VIRT NITE is and always has been abusive naked shorting OTCM and other publicly traded shells to facilitate money laundering Here glitchy glitchy Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Friday August AM Subject Fw Formal appeal for preliminary denial covered action Knight TCR Appendix The SEC facilitated fraud on the public continues unabated MORE irrefutable evidence of SEC criminal obstruction while screwing whistleblowers like me A direct result of this ongoing massive fraud on the public After NITE reported its results I again again again like the last years alerted the grossly corrupt SEC to the massive accounting fraud at NITE as a direct result of abusive naked shorting Per my TCR Laney Hoecker Jay et al NITE is in a constant state of insolvency as a result of illegal criminal abusive naked shorting OTCM money laundering shells This illegal activity drives trading revenue at NITE This illegal activity is and ALWAYS has been the core business at NITE This very profitable albeit illegal activity is WHY Sull Crom client KCG was bought by Virtu This illegal activity is WHY NITE has been repeatedly bailed out by GS,BX,JEF JPM and the SEC The receivable is where NITE books naked short fails as a result of self clearing NITE has no intention of closing cant close these naked short positions NOT a legit asset Further the receivable isnt a legit asset NITE can convert to cash for its own use There are prior commitments on these assets more than occasion Further sell side analists at the guidance of Cifu et al never question these EGREGIOUS balance sheet issues AND with the grossly corrupt SEC blessing Cifu et al never disclose insolvency in any SEC filing OR investor presentation After dismal April/May REPORTED OTCM volumes on the FINRA now controlled website June saw a dramatic spike in share volumes The Top OTCM money laundering shells by share volume in June and share price PLYZ PVDG RTON GRST RNVA rev split OZSC EWLL VSYM OPTI MOM SIML IGEN From Chris Dilorio Sent Thursday July AM Subject Fw Formal appeal for preliminary denial covered action Knight TCR Appendix MORE SEC whistleblowers like me Per my TCR attached Janey we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity Knight,KCG,VIRT:NITEthe Sull Crom client We also know Trump and Schwarzy are BFFs Schwarzy is also connected to Kushner and Epstein Schwarzy is most definitely on the SECs Do not investigate List A stroll down the record Janey Around the same time as the SEC/BX/JEF/GS et al August NITE trading glitch Schwarzy/BX were key advisers to bondholders of Eastman Kodak and to the company also Jason New Blackstone was re elected to the KODK BoD in May Then the Pumper/Grifter in Chief Trump goes out wide and far with this absolutely incredible news The camera/film company Eastman Kodak is now going to be the US savior in pharma ingredients supply chain This is a page out of the penny stock grifter playbook This is what happens when we have a WH full of money laundering shell grifters So what has been the result of this incredible pump/transformation KODK has gone from to back to As is typical Trump/grifters and his criminal Clayton led SEC the public hasnt seen a 8K filed by KODK to detail this incredible transformation The SEC has given its blessing to yet ANOTHER Trump/Grifter/Bag Men in KODK FBO Trump BFF and Sull Crom client Knight savior Schwarzy/BX Had the grossly corrupt SEC investigated my claims instead of obstructing them and screwing me MAYBE Schwarzy/BX would have thought twice about their latest grift KODK We know that Schwarzy is also a prolific GOP donor Fn criminals Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Thursday July AM Subject Fw Formal appeal for preliminary denial covered action Knight TCR Appendix Still MORE IRREFUTABLE evidence of SEC criminal obstruction and corruption while screwing whistleblowers like me Per the record Janey Trump PA campaign Mgr David Urban on the BoD of money laundering shell trader and Clayton/Sull Crom client NITE Urban also on the BoD of money laundering shell Pakastani/Canadian pot company in revenue FSD Pharma:HUGE Today HUGE is up more than on news it will pivot away from growing pot in Canada to developing a pot based cure for Covid A money laundering shell Of course the grossly corrupt SEC has approved a million public offering for Urban/Trump HUGE SEC facilitated to facilitate money laundering AGAIN the SEC is a criminal organization facilitating criminal activity and protecting criminals at the expense of the public it is MANDATED to protect while screwing whistleblowers like me The record is extensive Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Tuesday July AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal organization run by criminals to support cfriminal activity while screwing whistleblowers like me Farkas Michael is a prolific Bag Man well known to the SEC Farkas chose a laclin money laundering shell INTENTIONALLY Blink Charging BLNK is ANOTHER SEC facilitated fraud on the public the SEC is MANDATED to protect Other Farkas money laundering shell i Incubator As is SOP for the grossly corrupt SEC Revoked AFTER this massive fraud on the public was complete ALSO SOP for the corrupt SEC No mention of Farkas and his controlling i Incubator entities in the complaint ALSO missing from the i Incubator complaint Executing BD/MM of the worthless Farkas certs dumped on the public while the grossly corrupt SEC watched Those damn penny stock trading fairies AGAIN NOPE BLNK never should have happened Farkas his Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Thursday July AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix The grossly corrupt SEC response to whistleblower OVERWHELMING evidence of money laundering manipulation and fraud MY INFORMATION has been remarkably consistent over the last years Obstruct cover up facilitate illegal activity at the expense of the investing public it is sworn to protect while screwing whistleblowers like me BLNK A KNOWN Jaclin money laundering shell Rev merger with a KNOWN Bag Man Michael Farkas who was the largest shareholder of ANOTHER money laundering shell SkyWay but somehow escaped the SEC investigation With Board members like Engel Drexel Scigliano Acies defl4c.htm This SEC approved offering also had several red flags of its own WHOPPERS in fact Guess who ELSE was involved in this years in the operating money laundering shell Platinum Funds/Nordlicht With links to Kushner and Trump lawyer Giuliani Other NY entities a Columbus OH entity a Chicago entity and a Belize entity Still counting the AML red flags The icing on the top of this massive SEC facilitated fraud ex NM Governor Bill Richardson Who is also linked to Jeff Epstein and his NM Zorro Ranch BLNK money laundering fraud on the public ACTIVELY facilitated by the SEC in July despite overwhelming whistleblower me information Linked to Milken,Russia Trump and Epstein Of course the trading activity NEVER would have happened without willing executing BDs and MMs like the criminal entity known as Knight,KCG,VIRT NITE Which has also been kept up and running by the grossly corrupt SEC despite overwhelming evidence of a massive ongoing criminal conspiracy detailed by a whistleblower me Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Wednesday July AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Greetings grossly corrupt SEC et al Still MORE SEC facilitated fraud on the public it is mandated to protect BLNK Farkas/JM.Itlaclin/CFO OH JOHNNY FBI concerned over laundering risks in private equity hedge funds leaked document Reuters The U.S Federal Bureau of Investigation believes firms in the nearly trillion private investment funds industry are being used as vehicles for laundering money at scale according to a leaked w.reuters.com Janey Even though you admit not distributing my information within the SEC I was busy distributing it myself to others Carl baby Im afraid this means your first investigation of my complaints to you wasnt exactly thorough as Ive been saying for years Shall I point out the pages for you Blackstone wanted to buy NITE but only AFTER theirSEC/JEF et al orchestrated August glitch luckiest fers on the Street WHEW Blackstone Almost Bought Knight Capital Before Its Stock Collapsed One company is breathing a sigh of relief after a trading glitch sent shares of Knight Capital Group from more than to nearly last week w.businessinsider.com.au From my TCR you admit never distributing Janey GI UBS brokerages McCann sees more Blackstone ties Reuters UBS rebuilding a brokerage hard-hit by the financial crisis lately has been mingling in some good company Blackstone Group LLP w.reuters.com The UBS award application I sent to Janey TEN TIMES from a commercial fax machine ALSO MY INFORMATION SEC.gov I SEC Charges UBS Financial Services Inc with Anti Money Laundering Violations ADMINISTRATIVE PROCEEDING File No December The Securities and Exchange Commission today announced settled charges against broker dealer UBS Financial Services Inc for failing to report suspicious transactions in customer accounts UBS agreed to pay a million civil penalty to resolve the SECs charges and separately agreed to pay million to the U.S Treasury w.secgov yall are gonna be FAMOUS Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Tuesday July PM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix MORE SEC corruption/obstruction ANOTHER Jaclin money laundering shell prcomplete.htm YESDtc Holdings fka PR Complete MORE related entities to my claims Bill Scigliano Chairman BoD Scigliano was also a Director at Oleg Firers revoked but still very much up and running in MA Acies Corp Acies was incorporated by His Eminence with a NY address of Wall Street Rovt Allied Wallet WireCard Jaclin and Oleg related entities/people Money laundering shells Is the grossly corrupt SEC regretting their Jaclin complaint which was a cover up for much larger criminal activity MY CLAIMS But theres more The SEC also brought more coverup than complaint In Frost,Honig,Alpha,Stetson et al The SEC Knows who else was involved in the Jaclin money laundering shell PRComplete/YESDtc Barry Honig/GRQ So Jaclin money laundering Shells and Honig too Gee maybe Bag Men Honig Keener Scigliano etc KNEW these were money laundering shells Who was the executing BD/MM converting all these billions of worthless etc etc certs into real money The SEC response penny stock trading fairies NOPE NITE How is it possible that there is NO reference to AML in ANY of these SEC complaints Because the SEC outsourced BD compliance with the BSA to industry advocate FINRA DUH Then theres the Jaclin money laundering shell New Image/BLNK Gee wonder if Farkas of money laundering shell Skyway JMJ/Keener money laundering shells in my claims Engel Drexel Jonathan New WHAT EXACTLY DOES THE NITE COMPLIANCE DEPARTMENT DO EXACTLY Other than looking the other way while they naked short publicly traded shells to facilitate money laundering that is Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Monday July AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Janey Hoecker Jay et al still MORE SEC attempts to cover up illegal activity at the expense of the public it is mandated to protect The SEC latest Rule change proposal SEC.gov I SEC Proposes Amendments to Update Form for Institutional Investment Managers Amend Reporting Threshold to Reflect Todays Equities Markets The Securities and Exchange Commission today announced that it has proposed to amend Form to update the reporting threshold for institutional investment managers and make other targeted changes w.sec goy Will exempt of current filers from future equity holdings disclosures WHO does that benefit Certainly not the public the SEC is mandated to protect LESS transparency still for the likes of etc etc etc Costs to file pocket change Form EDGAR Filing Agent Service Advisor Consultant Network ACN will compile your Report and act as your Filing Agent in order to submit the report to EDGAR Send us your Holdings List we compile the Form Report and send you a Proof for your review and approval Upon your approval we will submit the report to EDGAR You will receive an email notification as will ACN that the report has been accepted w.netacn.com So WHY does the SEC want LESS transparency for the investing public it is mandated to protect The SEC is bought and paid for by criminals Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Wednesday July AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Janey Hoecker et al Is Trump prolific Bag Man Jonathan Farkas related to Bag Man Michael Farkas Skyway largest shareholder REVOKED election-1230690 Inside the Hamptons Fundraisers That Netted Trump for Re-election I Hollywood Reporter The numbers are in and President Donald Trumps quick trip to the Hamptons on Friday raked in million for his re-election campaign as his Republican allies were quick to declare it a win w.hollywoodreporter.com Now Michael Farkas is CEO of Jaclin money laundering shell New Image Concepts/Blink charging How did Farkas Michael escape the SkyWay SEC complaint Would explain the Milken/Drexel flunkie Engel on the BLNK BoD as well Also explains why the grossly corrupt SEC let Bag Man JMJ/Keener up and running in and the Crede/Milken/Putin etc Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Janey MORE EXTRAORDINARY SEC corruption and criminal obstruction designed to protect criminals and screw whistleblowers like me Despite my very generous day offer to produce the entire record which is the basis of my award application/denial/appeal AND REQUIRED by the statute I have referenced Materials that may form the basis of an award determination and that may comprise the record on appeal The several hundred mails I have sent you Hoecker et al MUST be part of this record Janey you failed to produce this record As I made clear my emails to you Hoecker SEC commissioners were merely re re re sent previously sent mails the record Further my mail Formal appeal for preliminary denial covered action Knight Capital Appendix was merely a summary of several hundred mails sent to you Hoecker et al These mails SHOULD be the record You failed to produce the record Which begs the question WHAT record was used to determine the SEC preliminary denial exactly IF the SEC cant produce the record The preliminary denial was completely fabricated and must be reversed But it doesnt end there per my summary based on several hundred mails sent to the SEC the RECORD of EXTRAORDINARY corrupt obstruction designed to protect criminals and screw whistleblowers is not confined to Opco,NITE,UBSS,Sason,Keener etc etc etc I have filed TCRs with the OWB related to the money laundering/transaction rd/AQR etc etc etc fraud known as Net Element For YEARS the SEC has been in possession of not just my TCRs but HUNDREDS of mails supporting my TCRs comprising the extensive record Here again the SEC is covering up a MASSIVE fraud perpetrated on the public and well within even the grossly corrupt SEC ability to shut down the fraud IF they had used my information to execute its mandate to do so Instead the SEC obstructed a thorough investigation Per my previous mails the record The EV is manufactured in China by Ctiantu a subsidiary of CH Auto Qiantu/CH have a production facility in China There will be no Mullen production of EV vehicles in Washington or anywhere else in the US But the SEC facilitated fraud doesnt end at protecting criminals and screwing whistleblowers ME Per my TCR attached there is a well orchestrated eco system of fraud Including issuer/bag man funded research that facilitates In fact on the SEC brought a complaint against an entity I cited in of my emails to the SEC the record known as SeeThroughEquity Seethruequity LLC Ajay Tandon and Amit Tandon THE DEFENDANTS SeeThruEquity LLC is a Delaware limited liability company that was co-founded in by brothers Ajay Tandon and Amit Tandon w.sec.gov SeeThroughEquity was engaged in a Pump and Dump promotion of Janey Hoecker et al Please update my Net Element and AQR TCRs Cheers Christopher Dilorio Whistleblower Not just irony but a massive fraud on the From Chris Dilorio Sent Tuesday June PM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Janey the purpose of your years in the waiting PRELIMINARY denial of my OpCo Award application could not be any more clear run the clock out and protect NITE,UBSS,Magna et al while denying me rightful compensation But As I have repeatedly told you Hoecker your colleagues the last overt act of this vast conspiracy has not yet occurred NITE/VIRT is insolvent today as a direct result of the SEC facilitated fraud on the public which is and always has been the core business at NITE/VIRT Abusive naked shorting publicly traded shells to facilitate money laundering The public is STILL at risk The SEC has facilitated NITE intentionally misleading the public as to the true nature of its business The SEC still facilitates this massive fraud on the public while it intentionally misleads the public there is no naked shorting because the SEC authorized the DTCC to create the illegal shadow clear mechanism Obligation Warehouse OW so NITEs criminal activity can continue and it can circumvent close out REQUIREMENTS of Rule of Reg SHO ALL very much ongoing in June as a direct result of the SEC OWB/Hoecker/Enforcement etc etc criminal obstruction and ACTIVE facilitation of the criminal enterprise known as Knight/KCG/VIRT NITE Clayton never disclosed his Sull Crom/Fishman/NITE conflicts He must step down from the SEC IMMEDIATELY until a criminal investigation can be concluded NITE must be halted IMMEDIATELY as it still poses a monumental risk to the investing public FINRA should go back to being a cheerleader as it is just another enabler of this criminal activity It has NO business enforcing SECURITIES LAWS It should not be overseeing the OTCM FINRA fines are a joke and not meant to be a deterrent INTENTIONALLY siding with criminals over the investing public the SEC is mandated to protect The cesspool known as the OTCM MUST be shut down It exists SOLEY for the purpose of facilitating a massive fraud on the public The OW must be shut down IMMEDIATELY so the public can see just how pervasive naked short selling MANIPULATION really is EVERYONE at the SEC who has had contact with my information MUST resign/be terminated IMMEDIATELY ALL of the AQR blank check shells must be shut down IMMEDIATELY as they pose a serious national security risk AQR MUST be shut down IMMEDIATELY Certainly not exhaustive BUT a good start Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Tuesday June AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Janey please add the following info to my appeal of your preliminary denial of my Opco award More evidence the SEC is using/has used my information to both bring complaints and protect/obstruct complaints Again you McKessy Hoecker have been in possession of my TCR filed with Berger for several years In addition to hundreds of mails continuing into showing irrefutable and overwhelming evidence to support my allegations Highlighted in my attached TCR and related to my Opco Award application Joshie Sason/Hanover/Magna CGFIA IMDS,NewLead,FreeSeas PRTH etc etc etc The SEC Sason/NewLead complaint is also my information as I filed separate but related NewLead and FreeSeas TCRs with your office The SEC complaint Sason assignments bogus notes NO SHIT Really detailed by me In addition to Bag Man Sason/Hanover/Magna I detailed the illegal activity of Bag Man Justin Keener/JMJ in my TCR Keener was the customer in the FINRA World Trade Financial complaint money-laundering FINRA Fines Three Firms for Inadequate Anti Money Laundering Programs I FINRA.org WASHINGTON The Financial Industry Regulatory Authority FINRA announced today that it has fined three firms a total of for failing to establish and implement adequate anti money laundering AML programs and other supervisory systems to detect suspicious transactions w.finra.org Related to the billions of OTCM money laundering shells traded through World Trade the BD SRO FINRA requested information from Keener related to his assignments and acquisition of bogus convertible notes including bank statements to prove the notes werent bogus Keener told FINRA to Off 0.pdf FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS distributions of securities in violation of Section of the Securities Act of Tr On September FINRA staff served a request on Keener pursuant to FIN RA ww.finra.org FINRA barred Keener/JMJ in as a Bad Actor The SEC was certainly aware of the FINRA action As recently as Bag Man Keener/JMJ was involved in ANOTHER money laundering shell called Blink Charging fka New Image Concepts action getcompany CIK owner exclude count hidefilings EDGAR Filing Documents for Blink Charging Co Subject CIK see all company filings IRS No I State of Incorp.:NV I Fiscal Year End Type SC I Act w.sec.gov New Image Concepts was detailed by the SEC in their Jaclin et al Shell factory complaint in PRIOR to Keener involvement Case No Case Document Filed Page of Page ID AMY JANE LONGO Cal But Keener not the only involved who knew New Concept was a money laundering shell CEO of Blink is Michael Farkas SEC knows him well from his Skyway Communications days The SEC revoked the registration of Farkas/Skyway in action getcompany CIK owner exclude count hidefilings The CFO of Blink is Jonathan New Formerly CFO of the AQR/Crede Milken money laundering/Transaction laundering blank check shell Cazador/Arco Net Element A director of Blink is a guy named Donald Engel who worked at Drexel with Milken New Concepts was HQd in Santa Monica Milken But it gets better the Jaclin shell factory also linked to Honig,Stetson,Alpha Cap Frost as well Honigs Shell Factory Attorney Gregg Jaclin Barred as SEC lawyer TERI BUHL Your Voice High Times Admits SEC Filing is Wrong Stormy Simon off the Board L.A Cannabis News on Text messages show Cannabis investors Defrancesco Serruya allegedly Colluded with Clarus Securities Christodoulis in Multiple Stocks High Times Admits SEC Filing is Wrong Stormy Simon off the Board w.teribuhl.com Where the SEC said multi billionaire Frost risked ALL to make a few million NO Frost,Alpha also in my attached TCR Stetson Honig were LAUNDERING Frost bought Ladenburg from Milken flunkie Icahn AFTER Icahn rolled Gruntal int Ladenburg Gruntal Icahn,Sater,SAC,Feinberg et al Milken The SEC intentionally omitted a Honig/Stetson shell from this complaint Millenium Bio/lnergetics linked to Trump Cleveland fundraiser and healthcare fraud felon Brian Colleran In typical SEC cover up revoked the Millenium/Inergetics registration in action getcompany CIK owner exclude count hidefilings Finally SEVEN Fn Years AFTER FINRA barred not exactly Keener/JMJ and my Berger TCR filed with your office Laney The SEC is going after Keener/JMJ related to my information AGAIN BILLION shares of money laundering penny stocks Justin Keener d/b/a JMJ Financial Release No Mar SEC Charges Unregistered Penny Stock Dealer Litigation Release No March Securities and Exchange Commission Justin Keener d/b/a JMJ Financial No S.D Fla March w.sec.gov WHO was/were executing BDs/MMs in these billions of shares of worthless Keener/JMJ money laundering shells What are odds that bogus note/worthless certs/assignments Sason/Magna would be involved with bogus notes/worthless certs/assignments Keener/JMJ in money laundering shells like IMDS and CGFIA etc AND CGFIA was detailed by me to the SEC/FINRA AND CGFIA was of the shells in the FINRA Opco AML complaint AND where NITE and UBSS traded billions of shares of CGFIA AND where NITE and UBSS traded billions of shares of IMDS also Now what are the odds of all of that All you have to do is read my attached TCR Laney Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Tuesday June PM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix small typos/corrections Mirror trade activity peaked in not and this coincides with OTCM astronomical share volume data in and that were expunged from KCG SEC filings Not and SEC reviewed 10Os as I previously stated corrected below Chris From Chris Dilorio Sent Tuesday June AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Ms Norberg I am in receipt of the SEC OWB correspondence allowing me more time to respond to the preliminary denial of my award application for the Oppenheimer covered action This mail was the last I sent to your office related to my appeal It will serve as the basis of my appeal Including the attachments of my TCR submitted with Berger Montague to the SEC I will also forward correspondence from and following detailing my extensive correspondence with Robin Traxler at FINRA as well as Sean McKessy in the OWB Even though I have previously forwarded your office as well as the SEC IG office the exact same corroborating evidence My response to you will be lengthy and detailed However given that it took your office FIVE YEARS to send me a preliminary denial notice that is understandable and in fact a result of YOUR lengthy delay in notifying me ALL of my response pertains to the denial appeal at hand In I filed my first Whistleblower complaint with the SEC Detailing a massive fraud on the public directly implicating dozens of entities The center of my claims Knight/KCG/VIRT collectively NITE and the Swiss banking giant UBS:UBSS By far NITE was and still is today the largest MM/executing BD in the OTCM space I was shocked to find the Swiss banking Giant UBSS was trading many of the same stocks as NITE and to the extent they were This came on the heels of the FINRA UBSS Reg SHO complaint where the extent of the UBSS activity threatened to undermine the integrity of our markets while the SEC analysis of this activity was simply a case of sloppy record keeping My experience as an Institutional Sales trader executing multi million share equity trades for the largest institutions in the world like Fidelity and Putnam In addition as a Research Sales person analyzing financial statements and making investment recommendations formed the basis of my expertise In fact the SEC OWB has paid out awards for information just like mine In August of I informed the SEC that NITE was insolvent having reported just mil in working capital at June AND for the resaons cited in my TCR detailing massive accounting fraud as a direct result of illegal naked shorting/self clearing/reverse splits/cusip changes etc The SEC had a choice investigate these extremely serious allegations and shut down this massive fraud on the public OR cover up their failure and allow this massive fraud on the public to continue Unfortunately for the American public the SEC is mandated to protect the SEC chose the latter As a direct result ALL of the activity detailed by me in this TCR and other TCRs filed with the SEC as well as years of additional correspondence with the SEC this is very much an ongoing massive scheme One that the SEC actively facilitates Countless losses have been incurred as a result NITE as I detailed is in a constant state of insolvency The SEC has time and again intentionally misled the investing public that there is no abusive naked shorting NITE is still in business TODAY The core business at NITE is and always has been abusive naked shorting OTCM shells to facilitate money laundering Not DMM FCM reverse mortgages or even HFT This illegal business is EXTREMELY profitable and virtually riskless AND both the SEC and FINRA know this In FINRA brought a Rule complaint against NITE The fine was pathetic and not meant to be a deterrent This is WHY the OTCM exists But its not JUST OTCM as my AQR TCR filed with the SEC clearly proves NASDAQ Blank check shells as well I have also filed separate TCRs related to NewLead and FreeSeas massive money laundering shells which began on NASDAQ,de listed to the OTCM NONE of the activity detailed in the Opco/Gibraltar complaint takes place without a willing executing BD/MM who ultimately turns worthless certs into real money That trader is NITE As you read in my Knight TCR CGFIA is at the heart and because it was based in Colorado became a template of sorts for my extensive research See Ms Norberg unlike the SEC investigators on the Opco/Gibraltar complaint Ive actually seen first hand the CGFIA world HQ as well as the rented Littleton home of CGFIA CEO Guyer Ive done extensive research on Properties claimed to be owned and A transactions done for the sole purpose of cert printing and distribution Aurelio AMNP where the ultimate acquisition amounted to a distributor of Ukrainian folk music Ive also done extensive research on domestic and foreign financial institutions claiming to invest in these scam companies like Josh Sason/Hanover/Magna also cited in my Berger/Knight TCR linked So as I detailed to Ms Traxler I followed Guyer to Neuchatel Switzerland and his previous endeavor Antelope Technologies also with an office in Highlands Ranch CO Where I discovered a connection to Swiss/German individuals/entities that were also related to another OTCM shell in the OpCo/Gibraltar complaint as well as my Knight TCR AppTech Offices in the Woodlands TX and Boca Raton AND very much up and running today SHOCKING The SEC OpCo/Gibraltar complaint is based on the FINRA complaint That is absolutely irrefutable As the Gibraltar complaint alleges just OTCM shell and just a million shares while Commissioners Stein and Aguilar referenced BILLIONS of shares in their OpCo waiver dissent Who executed those BILLIONS of shares Was OpCo even a MM If I ask a question its typically a rhetorical I know the answer The SEC knows the answer also The SEC OpCo complaint does not mention the executing BD/MM The SEC complaint doesnt mention Sason/Hanover/Magna either The SEC complaint makes no mention of illegal naked shorting which is clearly evident in the CGFIA referenced below THIS IS MY INFORMATION So why arent NITE Hanover/Magna and UBSS implicated in the SEC OpCo/Gibraltar complaint What my TCR clearly and irrefutably proves NITE was engaged in illegal activity both BEFORE and AFTER the SEC et al orchestrated August trading glitch So the SEC bailed out a KNOWN criminal entity Unfortunately for the investing public the SEC has doubled downed on facilitating this illegal activity into The glitch Knight was insolvent in August told the SEC this The glitch proved my allegations Key point in my TCR NITE inadvertently sent worthless securities to JPM to secure an emergency bridge financing as collateral These were open naked short fails that could not be covered/closed due to a cusip change SEC/FINRA approved rev split booked as an asset receivable due to self clearing MASSIVE accounting fraud Ironically the glitch proved my allegations despite claiming to have a highly liquid balance sheet NITE had to raise the entire amount of the glitch AND the ultimate financing was not collateral based Rather a discounted convert when the stock had already been crushed to OR ALL of the financing participants knew the NITE balance sheet was complete fraud NITE also committed securities fraud in pledging those worthless securities as collateral to JPM SCOTUS Rubin pledging collateral to secure financing is an offer to sell JPM looked the other way As did the SEC Further I submitted my amended TCR with Berger in March In August of FINRA brought a penny stock AML complaint against OpCo Sale of unregistered penny stocks WHO ultimately executed the trades In July the glitch financing Gen Atlantic/Getco reverse merger with Knight to form KCG closed The new CEO of KCG was Dan Coleman who ran Equities at UBSS during their Reg Sho and cross border activity For UBSS the DOJ Acosta Downing et al dropped their DPA in My claims the FINRA OpCo/Gibraltar complaint clearly implicates UBSS criminal activity AFTER the DoJ dropped its UBSS border DPA This is what the SEC is protecting in the OpCo/Gibraltar complaint NITE/UBSS/Hanover/Magna illegal activity Also in my Knight/Berger TCR IMDS A multi year money laundering shell kept up and running by the SEC Also NITE,UBSS and Hanover Magna In addition to other entities like JMJ Southridge and Alpha Capital Anstalt Alpha Capital Anstalt is very much in business today as a result of SEC obstruction while the SEC recently brought a complaint against JMJ for activity like that in IMDS even AFTER he was barred by FINRA In IMDS the SEC allowed barred individuals CEO/CFO to do an offering that created BILLION shares of IMDS at with Chinese Nationals before revoking the IMDS registration What do you do with billion shares of IMDS at when there are no bids below that NOTHING The stock never traded The SEC orchestrated a etc MASSIVE naked shorting to facilitate money laundering scheme bailout so that the MASSIVE naked short position didnt need to be covered in the open market as is mandated by Rule Thus insuring profits and not MASSIVE losses for NITE and UBSS I also filed separate TCRs for NewLead and FreeSeas Greek shipping money laundering shells started on NASDAQ and delisted to OTCM NITE top trader in BOTH Hanover/Magna in both I contacted the KY Div of Mines and notified the SEC that these transactions were complete fraud The SEC Feb complaint against Hanover/Magna is my information Bogus obligations assigned converted to worthless certs Then dumped on the public and converted to REAL money by the executing BD/MM:NITE Who generates illegal trading profits by abusive naked shorting Very symbiotic relationship of the Hanover/Magna entities was Gibraltar/Hanover Somehow omitted from the SEC OpCo/Gibraltar complaint In NewLead then SEC White and Ceresney firm Debevoise did a fairness opinion of a Russian Nickel wire transaction where the NewLead CEO had back dated documents That has been expunged from SEC reviewed filings FreeSeas a structured tax evasion/money laundering shell Also involved Credit Suisse and Deutsche Bank Both Debevoise clients Both involved in the tens of billions Russian Mirror trade scheme In addition to Hanover/Magna a Milken related entity Crede Run by Milken/Drexel/Obstruction of justice/Parking Terren Peizer and his felon partner Michael Wachs This led me to Net Element Milken/Mogilevich/BoNY money laundering entity Sinex Debasish Banerjee WHY did SECLA have jurisdiction over ABILF/Cambridge Result ABILF is very much up and running today I believe this is the PHUN/Trump/Kushner/Parscale mobile app technology Hunter Maritime:HUNTF Never consummated an acquisition Just cert printing/dumping Also involved Milken family office Silver Rock MI/Priority:PRTH CEO Tom Priore well known fraudster to the SEC Also transaction/money laundering like SEC Chair Clayton is also directly linked to this criminal obstruction His firm Sullivan Cromwell and Jared Fishman are ACTIVELY facilitating this massive fraud on the public Clayton did not disclose these conflicts in his disclosures Sull Crom/Fishman have advised Knight/KCG/VIRT and several transactions designed to facilitate this ongoing and ongoing fraud on the public Many of the same players involved in the glitch were involved in the VIRT acquisition of KCG in July In addition to Sull Crom/Fishman and Handler/Jefferies JPM and Goldman The SEC facilitated fraud in the NITE/VIRT transaction is egregious illegal activity The transaction NEVER should have happened KCG was an SEC reporting company until the deal closed on July Despite this FACT VIRT CEO Cifo refused to publish KCG financials I estimate Cifu/Coleman/Handler/GS/JPM wrote down more than billion in open naked short fails leverage The SEC let him Meaning assets used to determine the take out tangible book of KCG was complete fraud VIRT grossly OVER paid for insolvent KCG Prior to the NITE/VIRT transaction closing in July NITE would report its trading stats monthly Including OTCM share volumes Cifu stopped this post merger The SEC let him In fact you will find NO reference to NITE/VIRT OTCM share volumes in any SEC reviewed filing sell side research or investor presentation A well orchestrated fraud on the public Omissions to Intentionally mislead the public as to the true representation of the NITE/VIRT business model These share volumes are also at the center of my Berger TCR There are no affirmative disclosures in any SEC filings to this day as to the AML risks posed in trading these OTCM and other shells In a letter to the SEC I detailed the first months of NITE OTCM share volumes When the was filed these volumes were confirmed An ASTRONOMICAL increase sequentially as well as year over year These share volumes/my letter/TCR SHOULD have triggered an immediate SEC investigation It did not This portion of the KCG was expunged as well as OTCM share volumes I have detailed this to the SEC/OWB/Enforcement/IG In the months leading up to the NITE/VIRT closing in July KCG put out monthly trade stat prs showing KCG trading more volume than the overall market Also indicative of naked shorting Those prs were also expunged I also including electronic forms to the SEC OWB/Enforcement/IG The SEC has essentially outsourced the ENTIRE OTCM market to the Broker Dealer SRO FINRA Including management of the OTCM share volume website fka OtcBB.com Today there is very little transparency into trading activity by MM as a result Also ISSUER corporate actions rev splits Short interest reporting an absolute farce given there is still no CAT AND BD compliance with the BSA Per my TCR WHY did NITE and UBSS trade Billions of shares of CGFIA and IMDS AFTER a Chill or Lock was placed ex clear/OW CLEAR AML red flags Because they had an open naked short position Why not pull a market Because they had an open naked short position SARs WHEN BEFORE OR AFTER THEY TRADED BILLIONS OF SHARES There were no SARs either NITE can not outsource its compliance responsibilities to 3rd parties like OpCo when executing trades as MM In at a SIFMA conference Ceresney was shocked by the number of BDs under his supervision filing or ZERO SARs NITE SHOULD have been investigated for egregious BSA violations long ago based on my TCR Knight/KCG/VIRT:NITE is and always has been a criminal enterprise Spitzer Russian/US mob bust worthless paper Ashton Tech became VIE became Optimark became Knight/Trimark NITE literally made by the mob The SEC has known this for years ALL of the worthless paper shells were SEC reporting companies Today Trump PA Campaign Mgr David Urban sits on the NITE BoD AND is also on the BoD of his very own money laundering shell Canadian/Pakastani/pot/COVID FSD Parma HUGE Trump advisers/campaign staff Bannon and Parscale also involved in OTCM money laundering shells.Parscale Cloudcommerce fka Roaming Messenger also receiving taxpayer Cares Act money Madoff more money laundering than Ponzi HOW THE HELL did the SEC let that scam go on for as long as it did Criminal obstruction The former SEC IG Kotz actually investigated his bosses at the SEC unlike current IG Hoecker Years of SEC obstruction Bullshit investigations into running ahead meant to distract Similar to the SEC glitch market access complaint where former SEC glitch Enforcement Dir Khuzami/Kirkland Barr also repd NITE Cant make this up The center of IG Kotz scathing failure of the SEC in Madoff SEC NY and Mr John McCarthy who ended up being Knight/KCG Chief Counsel As I said cant make this up And as we know Madoff started his career in NASDAQ penny stocks exactly like the ls in the Spitzer/Mob complaint OTCM This is WHY the OTCM exists abusive naked shorting publicly traded shells to facilitate money laundering CEO Cromwell Coulson CHAIRED the FINRA market Regulation Cmte Say it with me Cant make this shit up CMTSU A founding OTCM Board member is former NITE trader Andrew Wimpfheimer:CMTSU This is a very well orchestrated and ongoing fraud on the public Russian mirror trades no SEC OR DOJ investigation HOW According to stories activity peaked in Coinciding with NITE astronomical OTCM share volume increase In additional to money laundering penny stock shells the OTCM is also home to many ADRs Including Russian ADRs cited in the NYDFS/DBTCA/mirror trade complaint Little/no disclosures Also in my TCR is just a tool used to facilitate the fraud and NOT a stand alone fraud The SEC intentionally stops short of thorough investigations into much bigger frauds The same way it has the public believe the penny stock trading fairies convert worthless certs to real money NO willing executing BDs and MMs like NITE do that Less than a year after filing my Knight TCR with Berger FINRA not the SEC brought the BBH AML complaint This was my information Swiss banks foreign/domestic institutions executing BDs/MMs penny stock shells mil in proceeds Did BBH implicate NITE and other entities in my claims WHY are all of the entities in the complaint UN NAMED In the interest of transparency for the investing public In I also filed an award application for the UBS border/AML complaint This is BLATANTLY my information SEC/FINRA AND the SEC I filed an IRS TCR based on my SEC TCR attached In April IRS CI Agents VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me I believe they were blown away Then came the UBS complaint As a follow up to our meeting they wanted to know WHO at the SEC I shared my information with I told them That was the last I heard from them although I continued to send them my information To the SEC IG Carl Hoecker In I parted ways with Berger as I was convinced the SEC was using my information in an unethical/illegal manner to both bring and obstruct complaints Berger was not willing to file an IG complaint After parting ways I almost immediately did just that Prior to retaining Berger I had filed an award application for the UBS Reg Sho complaint In my submission and my correspondence with Mckessy/OWB I made the claim based on OWB permissible rules to open a new line of inquiry One that would link the trading activity detailed in my ultimate TCR by NITE and UBSS That link Abusive naked shorting publicly traded shells and money laundering My application was denied and there was no investigation into this link The SEC had just bailed out a known criminal enterprise":NITE glitch was not a forthcoming admission Neither was the blatantly and knowingly false pretext for the DOJ dropping its UBSS border DPA because UBSS was in full compliance in So rather than open a new line of inquiry the SEC chose to obstruct I made clear to Hoecker the egregious conflicts by Khuzami,White and Ceresney with clients UBS,JPM,CS and DB Hoecker claims to have conducted a thorough investigation of my very serious allegations and found nothing Despite MJW waivers received to investigate her Swiss bank client CS Then in Hoecker arrogantly told me I could file a FOIA request on his findings Then came and absolutely nothing had changed NITE was still trading billions of shares of OTCM shells like ELTZ There were still no risk disclosures Cifu refused to publish KCG financials Hanover/Magna/AQR/Alpha/IMDS etc etc etc were still up and running I filed ANOTHER complaint with IG Hoecker Despite the fact that Hoecker himself wroth the IG handbook on thorough investigations mandating complainant interviews I have never been interviewed by Hoecker In addition the IG Hoecker is mandated to inform Congress as to serious allegations like mine He did not In doing so obstructed Congress from executing its oversight of the SEC/OWB And despite hundreds of offers to fly to SEC HQ to have the best and brightest at the SEC rip apart my allegations by I have never been taken up on my offer Why is that The SEC OWB has gone to great lengths in other cases to explain the OWB process etc to whistleblowers I have never been told no thanks for my information In fact McKessy has solicited MORE information from me after submitting my Berger TCR In Madoff an intern could have verified/shut down in weeks NOT years No contra parties Only a well orchestrated obstruction by SECNY/McCarthy et al kept it up and running As I have also repeatedly told the SEC My claims could be verified in weeks also NITE has a for every stock they trade These aggregated are basis for quarterly trading profits These Ls combined with OW data and balance sheet data will validate ALL of my claims Ive offered my service to do exactly that weeks max Afterall proprietary trading strategies are NOT proprietary if theyre illegal For the reasons I have listed in this summary NITE/VIRT is on the SEC do not investigate list And yes there most definitely is such a thing Especially when it comes to illegal activity facilitated by the SEC So the SEC denial of my OpCo award claim which was years in the making is just another example of my very serious allegations The SEC solicits and uses whistleblower information like mine to both bring and obstruct complaints Unethical Illegal To deny my award application because the investigators didnt see my information is further affirmation of my allegations They saw it They used it They denied my compensation for it Again Ms Norberg I will forward my etc emails with Robin Traxler at FINRA as well as McKessy as further evidence that my Award application denial should be overturned Further affirmation from dissenting SEC Commissioners and the judge in the Gibraltar case makes this denial both egregious and bizarre Bizarre ONLY if you believe that there is no SEC obstruction that is BTW crazy stuff going on with the firing of Mr Berman/Clayton nomination to take his place/Rabbitt to DoJ/Carpenito replacing frump/Barr dont you think The SEC needs some fixers Wonder why Im ccing some our mutual friends on this email Jane The last overt act of this massive ongoing SEC facilitated conspiracy has not occurred yet Cheers Christopher Dilorio Wistleblower From Chris Dilorio Sent Wednesday June PM To Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Mr Roach The SEC is irrefutably using my information in unethical and illegal manner My information is being used to BOTH Bring complaints AND obstruct/protect investigations into entities detailed in my various TCRs Denying me rightful compensation This is the latest example Chris From Chris Dilorio Sent Monday May AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix As straightforward as it gets The SEC OWB dragged its feet for years in issuing its preliminary denial notice The SEC knows this is my information The SEC committed fraud on the court in Gibraltar The judge corrected them The SEC was omitting information that implicated NITE UBSS and customers like Sason/Hanover/Magna The SEC was obstructing a thorough investigation of my claims The naked shorting cited in the CGFIA in PROVES my allegations The SECs targeted investigation stops short of a full accounting The SEC Gibraltar complaint does NOT explain the totality of the Oppenheimer complaint The SEC Gibralter complaint cites OTCM shell and less than million shares traded by Opco dissenting Opco waiver SEC Commissioners proved that also citing BILLIONS of shares in their dissent The SEC/Opco AML complaint was based on the FINRA complaint and my information The SEC OWB concocted a completely fabricated reason for denying my Award The SEC investigators involved never saw claimants information The responsibility to distribute Whistleblower information within the SEC is the exclusive and explicit responsibility of the OWB As a result the massive fraud taking place continued well into The proves this The SEC IG Hoecker is guilty of violating specific IG requirements in keeping Congress informed of serious matters like mine The SEC IG Hoecker has never interviewed me despite my filing separate complaints with his office The SEC IG Hoecker is guilty of criminal obstruction SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman Fishman has played a key role in the SEC facilitated criminal obstruction Peikin and Clayton should have recused themselves from ANY pending NITE/VIRT matter before the SEC My information Clayton and Peikin should have recused themselves from the SEC facilitated KCG/VIRT merger My information including the Opco AML complaint SHOULD have stopped the merger from ever happening former SEC Commissioners agree with that analysis The SEC is actively facilitating a massive ongoing fraud on the American people they are mandated to protect NITE/VIRT is a criminal entity The SEC MUST invoke emergency powers and halt trading in VIRT IMMEDIATELY In short Mr Arp the criminal activity actively perpetrated by the SEC OWB/IG must be referred to law enforcement as well as Congress Separate but related SEC facilitated criminal activity and my claims The criminality is a matter for law enforcement My pending matters with the SEC have no bearing on a criminal investigation OR a GAO investigation You are incorrect in your analysis I Urge the IG Integrity Board to have SEC IG Hoecker refute my claims point by point I will be on a plane tomorrow so he can do it in person Cheers ChristopherJ Dilorio Whistleblower From Chris Dilorio Sent Tuesday May AM To Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Almost immediately I filed a formal appeal to the SEC OWB fabricated denial of my award application In this appeal I show irrefutable proof of my allegations The SEC OWB used is using my information to both bring complaints AND obstruct complaints while denying me compensation In short My information exposes an ongoing massive in scope SEC facilitated fraud on the American people Rather than shut it down the SEC has chosen to cover up so that the illegal activity can continue It does in Chris From Chris Dilorio Sent Monda Ma PM To Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix From Chris Dilorio Sent Wednesday April AM Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix The SMOKING GUN in my allegations Naked shorting in CGFIA My TCR/FINRA complaint by un named third party BD in Well known to the SEC This is why there was no investigation into the The smoking gun which I have provided to the SEC on several mails Which came in an SEC reviewed CGFIA 10q.htm cgfi_1Oq.htm SEC Indicate by check mark whether the registrant has filed all reports required to be fi led by Section or of the Securities Exchange Act of during the preceding months or for such shorter period that the registrant was required to file such reports and has been subject to such filing requirements for the past days w.sec.gov pg Our stock is subject to a Global Lock imposed by the Depository Trust and Clearing Corporation DTCC On September we were notified that the DTCC would be placing a Global Lock on the Companys Class A stock as a result of actions by a third party broker dealer On November DTCC imposed the Global Lock Since less than of the Companys Class A common stock shares were held within DTCC Management chose to not undertake the expense of challenging the Global Lock Nevertheless shares that are held in street name CEDE CO will not be able to be withdrawn from DTCC without further action Of Course I have hard copies if you prefer ex clearing The illegal SEC/DTCC Obligation Warehouse This is Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix Per my extensive SEC TCRs Josh extensive overlap with NITE/VIRT and AQR money laundering shells The SEC Sason/Magna/NewLead Feb complaint also my information Marc Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place Vesey Street Suite New York NY SOUTHERN DISTRICT OF NEW YORK JOSHUA SASON MARC MANUEL In addition Pallas acted as an underwriter for a primary offering of NewLead stock which NewLead attempted to disguise as an asset sale transaction vo.vvy sec ov scl3g.htin w.sec.gov i Sole power to vote or to direct the vote The information required by Item i is set forth in Row of the cover page for each Reporting Person hereto and is incorporated by reference for each such Reporting Person w.sec.gov MG Partners Ltd Abitebol But not in the complaint MAGNA GIBRALTAR INVESTMENTS LLC also Abitebol As with Opco/GIBRALTAR who is the SEC protecting AND per my extensive correspondence with the SEC re my TCRs The SEC is ALSO grossly under estimating the criminal activity in NITE/Magna/NewLead SEC Criminals bailing out/actively facilitating criminals/criminal activity soliciting/using whistleblower information in unethical/illegal manner to bring complaints/obstruct complaints/deny whistleblower rightful compensation Cheers Christopher _I Dilorio Whistleblower From Chris Dilorio Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix More evidence of SEC fraud on the court in Gibraltar It is CLEAR that the Opco AML Covered Action was NOT ENTIRELY based on the SEC Gibraltar Action The SEC Gibraltar action covered trading activity in just OTCM Money laundering shell Magnum dOr where Opco traded less than million shares CLEARLY the SEC Opco complaint was based on the trading activity in the FINRA Opco AML complaint my information However the SEC Opco complaint even stops short of a thorough investigation of the Confirming my allegations of SEC criminal activity in handling my information WHY to protect NITE and UBSS criminal entities bailed out by the SEC Now the SEC is using the completely fabricated reason for denying my award claim for covered action The investigators never saw the claimants information WHEN the explicit and exclusive responsibility to distribute whistleblower information within the SEC falls on the OWB itself More criminal activity Criminals bailing out criminals while denying Whistleblowers due process and compensation Cheers Christopher Dilorio Whistleblower From Chris Dilorio Sent Sunday April AM To Subject Fw Formal appeal for preliminary denial covered action Knight Capital TCR Appendix From Chris Dilorio Sent Friday April AM Subject Formal appeal for preliminary denial covered action Knight Capital TCR Appendix I am in receipt of the SEC preliminary denial of my award claim for the Oppenheimer AML covered action This is my formal appeal of the SEC preliminary determination My award application was based on this very simple FACT The SEC and FINCEN Oppenheimer AML actions were based on the FINRA Oppenheimer AML action FINRA FDA KMX39652.pdf of FINRA which isFINRA a party to the entry of findings and violations consistent with the allegations of the asComplaint sanctions amended andby the Offer of Settlement to the imposition of the set forth andbelow understands fully that this Order will become part ofRespondents permanent disciplinary andrecord may anybe considered in future actions brought by FINRA BACKGROUND w.finra.org The SEC Before the SECURITIES AND EXCHANGE COMMISSION Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF Release No January SECURITIES EXCHANGE ACT Release No January ACCOUNTING AND AUDITING ENFORCEMENT Release No January ADMINISTRATIVE PROCEEDING File No In the Matter of w.sec.gov FINCEN money-laundering FinCEN Fines Oppenheimer Co Inc Million for Continued Anti Money Laundering Shortfalls I FinCEN.gov Washington D.C The Financial Crimes Enforcement Network FinCEN working closely with the U.S Securities and Exchange Commission SEC assessed a million civil money penalty today against Oppenheimer Co Inc for willfully violating the Bank Secrecy Act BSA Oppenheimer a securities broker dealer in New York admitted that it failed to establish and implement an adequate w.fincen.gov In the summer of I had extensive correspondence with Robin Traxler at FINRA where I also ccd Sean McKessy then SEC OWB Chief The CURRENT OWB Chief and the SEC IG are in possession of this correspondence My correspondence dealt with penny stock shells cited in my Knight Capital TCR submitted by Berger Montague in March attached here Colorado Goldfields and AppTech Both shells were NITE and UBSS top traded OTCM shells in These shells were cited by FINRA in their Oppenheimer AML complaint Again the SEC and FINCEN Oppenheimer AML complaints were based on this FINRA complaint In fact per the FINRA Opco complaint above customer TC was dumping worthless AppTech APCX certificates well into mid DIRECTLY overlapping with the NITE/UBSS APCX trading activity cited in my Berger TCR attached and discussed by me with Robin Traxler at FINRA HOW is it possible that the SEC OWB didnt share my information with SEC investigators Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy WHO ultimately executed the trades cited in the FINRA Opco complaint Further the SEC Gibraltar Securities complaint raises more questions than answers as well UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION Civ GffiRALTAR GLOBAL SECURITIES COMPLAINT NATURE OF THE ACTION SEC.gov David Della Sciucca Jr age is a resident of Fort Lauderdale Florida In the Magnum dOr complaint the Commission charged Della Sciucca with acting as a nominee se c.g ov The SEC Gibraltar Securities complaint references only OTCM money laundering shell Magnum dOr The complaint specifically states that Oppenheimer sold just shares Again no mention of executing BD/MM The SEC Oppenheimer AML cites Gibraltar trading activity also The share amounts in the SEC complaint grossly under estimate that in the FINRA complaint WHY The judge in the Gibraltar case said the SECs requested amount CLEARLY UNDERESTIMATES the defendants ill gotten gains Bahamian broker in sanction I The Tribune A former Bahamian broker/dealer and its principal have been hit with a combined million in financial sanctions by a US court which found that their ill gotten gains were likely w.tribune242.com WHY didnt the SEC go after ALL of the sellers in the FINRA Opco AML complaint WHY did the SEC strip out million from the Gibraltar ill gotten gains claiming the customers were UNKNOWN WHO is the SEC protecting WHO were the executing BDs/MMs in the FINRA Opco CGFIA and APCX trades They certainly know who the customers were Is customer JK Justin Keener/JMJ also in my March TCR attached While the SEC Opco AML was based on the FINRA Opco AML it stopped short of a thorough investigation of NITE and UBSS In fact the trading activity of NITE/VIRT and UBSS in the FINRA complaint my information SHOULD have triggered an immediate investigation of NITE and UBSS It did not Did the SEC commit fraud on the court in its OMISSION of material information The timing of the SECs preliminary determination and the reasoning for the denial ALSO raises more questions than answers My Award application for the Oppenheimer AML SEC complaint was years ago Thats FIVE years ago So WHY NOW am I so blessed by the SEC with a preliminary judgement The SEC basis for denying my Award claim for covered action Investigative staff responsible for the covered action NEVER RECEIVED ANY INFORMATION FROM THE CLAIMANT OR had any communication with the claimant Lets take this whopper in parts First the SEC OWB denied my Award application because The investigators in the complaint never received my information Has the SEC OWB re written the investigative protocol in this denial How am I or ANY whistleblower supposed to know WHO the investigators are in a particular case WHEN according to the SEC ALL investigations are done in a confidential manner WHAT DOES THE SEC DO WITH WHISTLEBLOWER TIPS EXACTLY Do they share whistleblower information with ENFORCEMENT as is mandated HOW would ANY whistleblower know WHO to share information with at the SEC Isnt that the job of the SEC OWB Second the fact that no one at the SEC contacted me DOES NOT mean the SEC didnt use my information This is a completely bogus argument It certainly would NOT be the first time the SEC used my information now would it Jane In fact it is NOT the responsibility of the whistleblower to get his/her information to the right Enforcement personnel That responsibility EXPLICITLY falls on the SEC OWB So is the SEC OWB admitting gross negligence in handling my information After the monumental failure in the Madoff Ponzi money laundering SEC facilitated scam on the public the then SEC IG made specific recommendations to the SEC with regards to the proper handling/vetting of Tips and Complaints Review and Analysis of OCIE Examinations of Bernard Madoff Investment Securities LLC Review and Analysis of OCIE Examinations of Bernard Madoff Investment Securities LLC Executive Summary Background On June the Securities and Exchange Commissions vAyw sec ov AGAIN The responsibility to properly vet Whistleblower information and get the information into the right hands at the SEC falls EXPLICITLY and EXCLUSIVELY with the SEC OWB itself and is NOT the responsibility of the whistleblower Further according to the previous SEC IG in the monumental Madoff failure the responsibility to contact those supplying Tips and Complaints ALSO falls explicitly and exclusively with the SEC OWB and not the whistleblower Using these excuses as the basis of denial of Award is completely contrary to SEC MANDATED protocols and procedures Is the SEC OWB admitting it doesnt comply with those recommendations Recall the monumental SEC Madoff failure was NOT the fault of Whistleblowers either OR is the SEC OWB scrambling for a years in the waiting preliminary determination So after years of waiting for a preliminary determination for my award claim this is what the SEC best and brightest come up with My Denial of Award for covered action was completely made up on the fly The SEC OWB has applied completely fabricated rules to issue this denial Further affirmation of ALL of my allegations Also by SEC admission the SEC allowed these penny stock shells to remain a clear and present risk to the investing public Were CGFIA and APCX ONLY money laundering shells for Oppenheimer in and then suddenly they were no longer money laundering shells when NITE and UBSS traded billions of shares of both shells WHY did it take until September before the SEC finally revoked the CGFIA registration https://w.sec.gov/cgi-bi n/b rowse-edgar?com pa ny.Gar pa owne exclude actio getcompa ny So WHY was there no SEC investigation of NITE and UBSS trading activity in money laundering shells APCX and CGFIA The SEC et al facilitated NITE glitch took place in August This SEC/Jefferies/JPM/BX/GS/SEC Chair Clayton Sullivan Cromwell colleague Jared Fishman et al bailout coincides directly with NITE trading activity in SEC/FINRA/FINCEN acknowledged money laundering shells AND the bailout penny stock esque reverse merger between Getco and Knight didnt close until July HOW could the SEC conduct a glitch bailout For UBSS the DOJ dropped its cross border AML DPA complaint in UBSS was trading money laundering shells well after the DOJ claimed UBSS was in compliance with the cross border DPA To be clear BOTH NITE and UBSS knew CGFIA and APCX were money laundering shells when they traded billions of shares of each Is that FACT disputed by the SEC The SEC OBSTRUCTED a thorough investigation into the Doesnt the NITE/VIRT compliance Department have internet service in Jersey City As a DIRECT result of the SEC obstructing a complete and thorough investigation into the w.sec.gov In February the SEC brought an action against Joshua Sason/NewLead told the SEC about Magna Sason ALSO in my TCR Joshua Sason et al Release No Feb Washington D.C February The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds and unlawful securities offerings w.sec.gov AND I filed separate but related NewLead and FreeSeas TCRs in Then theres the UBS AML complaint ALSO my claims For which I sent TEN separate Award applications from a commercial fax machine in April/May AND I have The Brown Brothers Harriman AML complaint IS my claim ALL of the entities in the complaint are un named WHY My SEC and IRS Whistleblower complaints explain why Hello My name is Chris Dilorio I have filed extensive SEC and IRS Whistleblower complaints alleging a direct link between penny stock money laundering domestic and foreign entities Swiss Banks and executing brokers like KCG and UBS I can provide overwhelming evidence of SEC obstruction Please read the FINRA Brown Brothers Harriman AML complaint This is my claim All of the entities in the complaint are un named Why The SEC is not only obstructing an investigation they are aiding and abetting the activity These are not far flung theories The UBS Whistleblower Birkenfeld and his attorney sent accounts to the SEC and DOJ The DOJ at the influence of President Obama and Hillary Clinton entered into the UBS DPA based on just What is so egregious is the activity continues un abated today Start with the so calledAugust Knight/KCG trading glitch Initial reports say the NYSE was breaking the trades WHY did they stop Former KCG CEO Joyce said he had a very frank discussion with then SEC Chair Schapiro where the SEC wanted to send a very strong message to market participants Why not just continue to break the trades and hit KCG with a hefty fine That would not create the conditions to grant KCG exception after exception to do their emergency funding which transferred of the company to glitch funding participants and ultimate reverse merger partner authorization in Sec I 7a of the Act to create a system of prompt and timely settlement and to remove impediments there of In short I told the SEC KCG was insolvent in Rather than investigate and prosecute they chose to obstruct The activity in my TCRs pre dates the glitch An investigation would show the SEC bailed out a criminal enterprise Because of the obstruction the activity continues today unabated in stocks like STBV,VELA,NEWL,FREE and dozens more The investing public remains at risk More to come Chris Dilorio
